Compliance jobs in Hong Kong

Regulatory Compliance Counsel Opening

We are hiring a legal & compliance professional to join a global financial institution.

Legal and Compliance Counsel - Regional Opening

This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.

We are seeking a detail-oriented Compliance Associate / Manager to join our team. The successful candidate will be responsible for all compliance matters including AML and regulatory compliance matters.

Provide expert legal advice on trade compliance, including export controls, sanctions, and customs regulations, ensuring alignment with U.S. and EU laws. Collaborate with business teams to interpret regulatory requirements and mitigate compliance risks across global operations.

The role will be responsible for developing and implementing trade compliance policies, ensuring adherence to global export control regulations (such as U.S. EAR, ITAR, and China Export Control Law), and managing compliance systems and training. The role includes conducting risk assessments, overseeing internal audits for AEO certification, and serving as a liaison with regulatory authorities and external consultants.

Excellent opportunity for an accounting candidate who has experienced in Internal Control and Compliance in consumer and manufacturing industry. Our client offers attractive salary package and promising career path for potential candidate who would like to further develop its career in the fashion/retail industry.

This role is a critical position within the Legal & Compliance Department of a thriving business services company, focusing on maintaining compliance and mitigating risks.

If you have at least 5 years of accounting experience at a sizable firm, and have good language skills and are interested in a compliance analyst at a leading hotel, this is the job,

This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role will be the MIC of Compliance and AML.

Our client is an Investment Bank with a well-established private wealth management division. Currently, they are looking for a Compliance Analyst to join their team to handle onboarding and AML duties.

This role will report directly to the HK and China Head of Compliance whilst working with several colleagues in other jurisdictions. This role will be responsible for all business and investment compliance matters.

This role will be their Head of Compliance for their insurance business. This role will cover both regulatory and AML duties whilst managing a small team.

We are seeking a motivated and vigilant Compliance Team Head/ Head of Compliance to oversee and manage compliance issues within our organization, ensuring that our company, staff, and clients are complying with internal policies and regulations.

Our client is a top American Investment/ Private Bank and they are currently looking for a Compliance Analyst/ KYC Analyst to join the Global Financial Crimes PWM business to handle KYC/ CDD, client onboarding, SOW, review high risk client profiles, SOW corroboration and provide AML advisory. The candidate should have at least 2 years of working experience in KYC/ CDD, client onboarding, SOW, compliance within private banking industry.

This role will reporting directly to the Compliance Review Head whilst focusing on compliance review for credit risk. This role will work alongside a larger team for compliance review.

Senior Compliance Officer - Large Chinese Firm, SFC 149

Senior Compliance Manager - MSO licensed firm, Welcome Big4

We are seeking a diligent and detail-oriented CDD Officer to join a global platform in Hong Kong.

A Client Onboarding Analyst role has opened up in a Swiss Private Bank. This role will assist Client Documentation team to handle name screening, data capture, client documentation review for private banking clients. The candidate should have 2-5 years of working experience in client onboarding, account opening, name screening, client documentation review, data entry for PB/HNW clients within private banking, immediately available candidates preferred.

Our client is a top American Investment/ Private Bank and they are looking for a KYC Analyst to join their client onboarding team to handle new client onboarding, periodic review, trigger event for high net worth clients. The candidate should have 1-2 years of working experience in AML, KYC/CDD, account opening for HNW clients with private banking industry, fresh graduates with relevant compliance intern experience are also welcomed.

Our client is a top American Investment Bank and they are looking for an EDD Analyst to join the Institutional Securities Group Enhanced Due Diligence team under Global Financial Crimes department to handle EDD, financial crime risk assessment, AML review and screening for high risk institutional customers. The candidate should have 1-2 years of working experience in EDD, KYC/ CDD, AML review for FI clients within investment banking/ financial institutions.

Our client is a top American Investment Bank and they are looking for a Client Services Associate to join their private wealth management division to handle client services, account opening, KYC documentation and trade executions for Chinese Ultra High Net Worth clients. The candidate should have 3-5 years of working experience in client servicing/ ARM/ account opening/ KYC documentation for UHNW, private banking/ institutional/ corporate banking clients.

Our client is a top American Investment Bank and they are looking for Client Services Trainee to join the private wealth management division to handle account opening, KYC documentation and trade executions for Ultra High Net Worth clients. The candidate should have 1-2 years of working experience in ARM/ account opening/ client onboarding for private/ corporate banking clients. Fresh graduates are welcomed.

Seeking a dedicated AML Advisory Team Head to lead their AML advisory team whilst managing a small team. The role requires expertise in managing compliance risks, advising on AML/CFT matters, and delivering effective solutions.

Our client is one of the largest US investment banks that mainly provides investment and wealth management services. The department is currently looking for an AML Monitoring Analyst to handle private wealth management and securities group client with focus in AML screening, monitoring and investigation. The successful candidate should have relevant of working experience in AML/ fraud sector within banking industry.

Our client is a top American Investment Bank and they are currently looking for a Alert Screening Associate to join the International Global Financial Crimes Investigations team to handle alert screening, adverse media reviews, sanctions reviews and transaction monitoring. The candidate should have 2-3 years of working experience in alert screening investigations, adverse media review within investment banking/ private banking/ private wealth management.

Our client is a top Japanese investment bank and securities firm. They are looking for an Onboarding Associate to join the Onboarding team to handle client onboarding, client facing duties for FI, institutional/ corporate clients in HK and SG markets. The candidate should have 3-5 years of experience in client onboarding/ client servicing within international corporate investment bank/ securities firm/ brokerage firm.

Our client is a top US Investment/ Private Bank and they are looking for a KYC Analyst to join client onboarding team to handle new client onboarding, periodic review, trigger event for high net worth & corporate clients. The candidate should have 2-3 years of working experience in KYC/CDD, client onboarding for HNW/ corporate clients within international private banking/ corporate banking industry.