Compliance jobs in Hong Kong

The role of Compliance Analyst is crucial within the law firm, ensuring compliance and mitigating potential conflicts of interest. Based in Hong Kong, this position requires strong analytical abilities and a meticulous approach to detail.

As a Compliance Officer, you will play a crucial role in ensuring compliance with legal and regulatory requirements while managing conflicts of interest. This position is ideal for someone with a strong understanding of professional services and a keen attention to detail.

The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance.

As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within compliance.

We are looking for a mid-level compliance professional who has experience working in a law firm or professional firm environment.

This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.

The Project Manager - Compliance will oversee technology-driven initiatives within the insurance industry, ensuring compliance and seamless integration within the organization. This role in Hong Kong requires a proactive individual with expertise in project management and compliance frameworks.

My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate global regulations and support product innovation across Hong Kong, Singapore, and the U.S.

This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

If you have at least 5 years of accounting experience at a sizable firm, and have good language skills and are interested in a compliance analyst at a leading hotel, this is the job,

This role will be their Head of Compliance for their insurance business. This role will cover both regulatory and AML duties whilst managing a small team.

We are seeking a Legal & Compliance Director with a global perspective, based in Hong Kong. This role will focus on assessing the impact of U.S. export control regulations on the company's international operations and implementing the internal compliance systems with a proactive, preventative mindset.

Virtual Assets Risk & Compliance Manager, Top Tier Bank (Welcome Big4)

Senior Compliance Officer - Large Chinese Firm, SFC 149

If you have few years of manufacturing internal audit or internal control experience, and are qualified and are interested in joining a growing e-commerce and retail business, this is the job!

Our client is one of the top leading Hong Kong banks that serves for over 3.5 million customers worldwide with over 80 years of history, they are currently looking for a role of Fraud Management Manager to handle fraud and project management. Candidate should have at least 3 years of working experience in fraud and project management field under banking or FI sector.

This role leads initiatives to ensure regulatory compliance among market participants through inspections, data analysis, and stakeholder engagement. The role combines enforcement oversight with policy development, education, and collaboration with local and cross-boundary regulators to uphold market integrity.

Our client is a top American Investment/ Private Bank and they are looking for a KYC Analyst to join their Institutional Equity Division to handle KYC/ AML, client onboarding, periodic review, trigger event for investment banking/ institutional clients. The candidate should have 3-5 years of working experience in AML, KYC/CDD, account opening for investment banking/ institutional/ corporate/ commercial clients within international banks.

Our client is a top American Investment/ Private Bank and they are currently looking for a SOW Associate to handle source of wealth SOW corroboration and review, account profile analysis and KYC periodic review. The candidate should have 3-5 years of working experience in SOW narratives and corroboration review and analysis or account profile analysis with international private banking industry.

As Vice President of Licensing and Regulatory Affairs within the Compliance Department in Hong Kong, you'll lead strategic licensing initiatives and regulatory tracking across both institutional and individual levels. This role demands seasoned expertise in compliance, strong stakeholder engagement, and a commitment to building a culture of ethics and accountability.

Our client is a top American Investment/ Private Bank and they are currently looking for a KYC Review Analyst to join their PWM account management team to handle KYC review, PEP/ EDD review, documentation review and account maintenance for HNW clients. The candidate should have 3-6 years of working experience in KYC periodic review, PEP/ EDD review, documentation review or account maintenance for HNW clients within private banking.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 3-5 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.

Our client is a top American Private Bank and they are looking for a Quality Assurance Analyst/ Associate to join their PWM Account Management project team to handle quality assurance testing/ compliance testing, validate and summarize QA results and thematic reviews. The candidate should have 2-4 years of working experience in quality assurance testing/ compliance testing/ compliance monitoring / audit / consulting within big 4 or private banking industry.

As the Head of AML, you will lead and manage the entire AML department across different AML functions. This role will be the AML 72B with the regulator.

Our client is a top American Investment Bank and they are looking for a Client Services Associate to join their private wealth management division to handle client services, account opening, KYC documentation and trade executions for Chinese Ultra High Net Worth clients. The candidate should have 3-5 years of working experience in client servicing/ ARM/ account opening/ KYC documentation for UHNW, private banking/ institutional/ corporate banking clients.

Looking for an experienced Senior Accountant to join a Chinese Family Office. This role focuses on managing financial operations and ensuring compliance with accounting standards in the dynamic environment of Hong Kong.

As a Financial Controller in the professional services industry, you will oversee financial operations, ensuring accuracy and compliance while driving strategic decision-making. This role is based in Hong Kong and offers an opportunity to make a meaningful impact within the accounting and finance department.

The Financial Controller, Asia, will oversee regional financial operations especially Hong Kong and China region, ensuring compliance, accuracy, and efficiency in all accounting and reporting processes. This role is ideal for professionals looking to contribute to strategic decision-making and operational excellence.

As a Senior Finance Manager, you will oversee group reporting and financial operations to ensure efficiency and compliance. This role is ideal for professionals with a strong background in real estate industry and HK listed companies.

The Senior Building Surveyor will oversee facilities management projects, ensuring compliance with technical standards and operational excellence.