Save Job Back to Search Job Description Summary Similar JobsLooking for 8-10 years of asset management compliance experience !Must have experience with the SFC and ETF Funds knowledge !About Our ClientThe employer is a global asset management firm with offices world wide. In HK they are a boutique asset management firm with about 20 staff.Job DescriptionAs a Head of Compliance, your main responsibilities will include:Manage a small team of compliance staff whilst being the MIC with the SFC regulatorMain point of contact with the SFCprovide compliance advisory for all their fund products including ETF fundsDeveloping and implementing compliance programs to meet regulatory requirements in Hong Kong.Monitoring internal controls and ensuring adherence to company policies and procedures.Conducting compliance training programs for employees across departments.Overseeing audits and investigations to address compliance concerns effectively.Collaborating with other departments to ensure seamless integration of compliance practices.Preparing regular compliance reports for senior management.The Successful ApplicantA successful Head of Compliance should have:bachelor degree8-10 years of compliance experience within asset management firmmust have ETF funds knowledgemust have strong experience in liaising with the SFC regulatorMust be fluent and articulate in englishWhat's on OfferSenior level roleGood work life balance !Collaborative and professional company culture based in Hong Kong.If you are ready to take on this exciting challenge as a Head of Compliance, we encourage you to apply now!ContactMonica WongQuote job refJN-062025-6769052Phone number+852 2848 4789Job summaryFunctionBanking & Financial ServicesSpecialisationCompliance & LegalWhat is your area of specialisation?Financial ServicesLocationHong KongJob Type:PermanentConsultant nameMonica WongConsultant phone+852 2848 4789Job ReferenceJN-062025-6769052
