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Compliance Associate - Asset Management Firm

Central and Western District Permanent HK$40,000 - HK$50,000 per month (HK$480,000 - HK$600,000 per year) View Job Description
The Compliance Associate will play a key role in ensuring regulatory adherence and supporting the legal & compliance department.
  • Chinese Headquartered Firm
  • English & Mandarin Required

About Our Client

Our client is a Chinese headquartered asset management firm in Hong Kong. The company is known for its robust operational framework and commitment to compliance standards, providing a stable and rewarding workplace for its employees.

Job Description

As a Compliance Associate, your main responsibilities will include:

  • Monitoring and ensuring compliance with local and international financial regulations.
  • Assisting in drafting, reviewing, and updating compliance policies and procedures.
  • Providing support for regulatory filings and correspondence.
  • Conducting compliance training sessions for internal stakeholders.
  • Collaborating with the legal department on compliance-related matters.
  • Performing regular compliance risk assessments and audits.
  • Keeping up-to-date with changes in regulatory requirements and advising the team accordingly.
  • Maintaining accurate records of compliance activities and reporting to management.

The Successful Applicant

A successful Compliance Associate should have:

  • A strong understanding of financial regulations and compliance practices.
  • Educational qualifications in law, finance, or a related field.
  • At least 3 years of relevant compliance experience from an asset management firm.
  • Experience in using Bloomberg AIM system.
  • Excellent analytical and problem-solving skills.
  • Attention to detail and the ability to manage multiple tasks effectively.
  • Strong communication and interpersonal skills to work with diverse teams.
  • Proficiency in English and Mandarin.

What's on Offer

This is an exciting opportunity to join a leading asset management platform, offering exposure to a wide range of compliance work.

Contact
Soraya Tennent
Quote job ref
JN-062026-7029181
Phone number
+852 2848 4795

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Central and Western District
Job Type:
Permanent
Consultant name
Soraya Tennent
Consultant phone
+852 2848 4795
Job Reference
JN-062026-7029181

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.