Compliance jobs in Hong Kong

We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments.

Assistant Compliance Manager - Manufacturing

The position of Risk & Compliance Manager offers an excellent opportunity to oversee and enhance compliance frameworks within the conglomerate. This role focuses on ensuring adherence to regulatory standards and internal policies.

The Compliance Manager will oversee compliance and risk management processes, ensuring that regulatory and internal standards are adhered to. This role requires a proactive approach to managing risk and a strong understanding of accounting and finance principles.

This role is hiring for an Assistant Compliance Manager for a leading insurance firm in Hong Kong.

The Compliance Associate will play a key role in ensuring regulatory adherence and supporting the legal & compliance department.

This role supports a consulting team by assisting with documentation preparation, basic reporting, and analysis related to trade and compliance projects.

The Compliance Policy & Regulatory Affairs Manager will play a crucial role in ensuring adherence to regulatory requirements and maintaining robust compliance frameworks within the business.

The Compliance Specialist role focuses on ensuring adherence to regulatory requirements and internal policies within the professional services industry. This position offers an excellent opportunity to contribute to compliance initiatives in one of the top US FI firm.

The Social Compliance Specialist will work closely with internal stakeholders and external partners to ensure supplier compliance with ethical, social, and environmental standards.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

We are hiring a Legal Assistant who is experienced in post-IPO compliance with a strong understanding of Hong Kong listed companies requirements.

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

我们受一家大型多元化集团委托，寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域，在全球多个市场持续拓展。

随着国际化战略的深化，公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策，是关键高管岗位之一。

This role will play a key role in reviewing, negotiating, and managing legal documentation to support client onboarding and derivatives activities for APAC Wealth Management.

• Strong operational excellence in Business services (fund admin, co sec, trust)
• Set strategy, lead operations, drive efficiency, growth, governance, compliance globally.
• Partner with board, build leadership, optimize performance
• Prior experience working with Private Equity Fund

This role is responsible for identifying, monitoring and preventing AML and fraud risks across multiple banking products and platforms.

We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.

The Regional Finance Director will lead the financial management and projects transformation for a prominent consumer centric organisation. This role requires expertise in driving financial performance, ensuring compliance, and supporting business growth across the APAC region.

Responsible for handling the full set of accounts, including financial reporting, reconciliations, and month-end closing, ensuring accuracy and compliance. The role also involves liaising with stakeholders, supporting audits, and contributing to overall financial operations.

The Accountant will play a key role in supporting financial operations and ensuring compliance with accounting standards. The role requires a detail-oriented candidate with relevant experience to ensure timely payments, maintain accurate records, and support financial closing and audits.

This exciting opportunity as a Dealer (Type 1 RO, MIC) in the financial services industry involves overseeing trading operations and ensuring regulatory compliance. The role is based in Hong Kong and requires expertise in banking and financial services.

The Investment Director - Type 9 RO (L/S Equity) will oversee portfolio management and investment strategies within the financial services sector. This role requires expertise in long/short equity and regulatory compliance to drive successful investment outcomes.

The Senior Accountant/Assistant Finance Manager role offers an exciting opportunity to leverage your expertise in accounting and financial management within the industrial and manufacturing sector. This position focuses on ensuring accurate financial reporting, compliance, and supporting key business decisions.

We are seeking a detail-oriented and experienced Senior Claims Officer - Insurance to join our insurance team. The successful candidate will be responsible for handling end-to-end claims processes, including pre-approval, claims adjudication, and administration, ensuring high standards of accuracy, compliance, and customer service.

We are seeking a Company Secretarial Assistant to support the company secretarial team in ensuring compliance with regulatory requirements and corporate governance standards. This role offers an excellent opportunity to grow your career within a professional and supportive environment.

As an Associate Finance Manager, you will oversee financial operations, ensuring accuracy and compliance while supporting strategic business decisions. This is an excellent opportunity for a finance professional looking to step into a managerial role with visibility across the business and exposure to a multinational environment.

The Risk Manager will oversee risk management processes and ensure compliance with internal and external regulations within the financial services industry. This role requires a proactive individual to identify, assess, and mitigate risks effectively.

The Loan Operations Officer will play a vital role in supporting the banking and financial services department by managing loan operations efficiently. This position requires attention to detail and a focus on ensuring accuracy and compliance in daily tasks.