Compliance jobs in Hong Kong

The Compliance Manager will oversee regulatory and legal compliance within the business services industry, ensuring all company practices align with relevant laws and standards. This role is based in Hong Kong and requires a proactive individual with a strong understanding of compliance frameworks.

We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments.

Assistant Compliance Manager - Manufacturing

This role is hiring for an Assistant Compliance Manager for a leading insurance firm in Hong Kong.

The Compliance Associate will play a key role in ensuring regulatory adherence and supporting the legal & compliance department.

This role supports a consulting team by assisting with documentation preparation, basic reporting, and analysis related to trade and compliance projects.

The Compliance Policy & Regulatory Affairs Manager will play a crucial role in ensuring adherence to regulatory requirements and maintaining robust compliance frameworks within the business.

The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.

This role requires a Compliance Manager or Senior Manager with over six years of experience to provide regulatory advice, manage AML/CFT matters, and handle SFC-related inquiries. The position demands proficiency in Chinese securities regulations, strong interpersonal skills, and the ability to work independently.

This mid-to-senior level compliance role focuses on managing Hong Kong regulatory reporting, licensing, and trade monitoring under SFC regulations for a global investment bank.

The Compliance Specialist role focuses on ensuring adherence to regulatory requirements and internal policies within the professional services industry. This position offers an excellent opportunity to contribute to compliance initiatives in one of the top US FI firm.

The Social Compliance Specialist will work closely with internal stakeholders and external partners to ensure supplier compliance with ethical, social, and environmental standards.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

We are hiring a Legal Assistant who is experienced in post-IPO compliance with a strong understanding of Hong Kong listed companies requirements.

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

我们受一家大型多元化集团委托，寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域，在全球多个市场持续拓展。

随着国际化战略的深化，公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策，是关键高管岗位之一。

This Financial Crime legal counsel role sits within the regional financial crimes legal function, advising on AML, anti-bribery and corruption, sanctions, and broader regulatory matters across Asia business lines. The position focuses on transactional advisory, regulatory interpretation, and stakeholder engagement, requiring strong legal expertise alongside the ability to support business strategy and risk management.

Our client is currently looking for a Fraud Operation Officer with focus in fraud operation, AML review and investigation for corporate and individual clients.

As a part of the Global Markets Legal Team, you will work closely with stakeholders to advise the business on transactions and regulations for the region.

This role will play a key role in reviewing, negotiating, and managing legal documentation to support client onboarding and derivatives activities for APAC Wealth Management.

• Strong operational excellence in Business services (fund admin, co sec, trust)
• Set strategy, lead operations, drive efficiency, growth, governance, compliance globally.
• Partner with board, build leadership, optimize performance
• Prior experience working with Private Equity Fund

This role is responsible for identifying, monitoring and preventing AML and fraud risks across multiple banking products and platforms.

We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.

This opportunity is for a skilled Senior Manager, Technology Governance & Risk professional to ensure adherence to regulatory and compliance requirements within the technology department of a financial services organization. The role is based in Kwun Tong and focuses on maintaining robust compliance frameworks while working in a collaborative environment.

Support the operation and maintenance of critical Data Center facilities, ensuring reliability, compliance, and service excellence. Partner with vendors and internal teams to drive operational efficiency and continuous improvement.

The Accountant will play a key role in overseeing and managing accounting and financial operations within the property industry. This position requires strong expertise in financial management, reporting, and compliance to ensure the organization's success.

Looking for a hands-on production leader with strong GMP manufacturing experience and a passion for quality and operational excellence. You are an effective team manager who can balance compliance, productivity and continuous improvement while driving high standards across the manufacturing operation.

As the Head of Internal Audit, you will lead the internal audit function, ensuring compliance, risk management, and operational efficiency. This role requires expertise in auditing within the not-for-profit sector and a focus on providing strategic insights to the organization.

As a Policy Manager/Assistant Director in the public sector industry, you will play a pivotal role in shaping and implementing policies that ensure the efficient operation and compliance of accounting and financial reporting frameworks. This permanent position is based in Quarry Bay and offers an excellent opportunity to contribute to the development of industry standards.

A leading global bank is hiring a Department Head, Trade Services. This roe will oversee and manage the trade services function, ensuring efficient operations and compliance with regulatory requirements.