Compliance jobs in Hong Kong

We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments.

We are partnering with a well-established international services organization to appoint a Compliance Manager based in Hong Kong. This is a newly enhanced regional role responsible for driving compliance, risk management, governance, and ISO-related initiatives across the APAC region.

Assistant Compliance Manager - Manufacturing

The Compliance Policy & Regulatory Affairs Manager will play a crucial role in ensuring adherence to regulatory requirements and maintaining robust compliance frameworks within the business.

Join a leading global apparel manufacturer as a Trade Compliance Specialist, supporting US-bound imports from Asia. You'll manage CBP compliance, HTS classification, ACE Portal activities, customs broker coordination, and trade compliance programs, while acting as a key liaison between factories, logistics partners, and US teams to ensure smooth and compliant import operations.

The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.

This role requires a Compliance Manager or Senior Manager with over six years of experience to provide regulatory advice, manage AML/CFT matters, and handle SFC-related inquiries. The position demands proficiency in Chinese securities regulations, strong interpersonal skills, and the ability to work independently.

This mid-to-senior level compliance role focuses on managing Hong Kong regulatory reporting, licensing, and trade monitoring under SFC regulations for a global investment bank.

The Social Compliance Specialist will work closely with internal stakeholders and external partners to ensure supplier compliance with ethical, social, and environmental standards.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

This role provides compliance advisory support to the Global Markets business, covering product reviews, regulatory compliance, and stakeholder engagement. It is ideal for a compliance professional with Global Markets knowledge and experience managing regulatory risks in a banking environment.

We are hiring a Legal Assistant who is experienced in post-IPO compliance with a strong understanding of Hong Kong listed companies requirements.

This role provides compliance guidance, and oversees product governance and regulatory risk. The role requires strong banking compliance experience, ideally in Treasury, securities and/or Global Markets, with the ability to advise senior stakeholders and balance business growth with risk management

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

Responsible for overseeing a portfolio of listed issuers, providing expert guidance on Listing Rules compliance, addressing complex regulatory, accounting, legal, and corporate governance matters, identify emerging market trends and risks, drive regulatory and operational improvement initiatives.

我们受一家大型多元化集团委托，寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域，在全球多个市场持续拓展。

随着国际化战略的深化，公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策，是关键高管岗位之一。

This Financial Crime legal counsel role sits within the regional financial crimes legal function, advising on AML, anti-bribery and corruption, sanctions, and broader regulatory matters across Asia business lines. The position focuses on transactional advisory, regulatory interpretation, and stakeholder engagement, requiring strong legal expertise alongside the ability to support business strategy and risk management.

Our client is currently looking for a Fraud Operation Officer with focus in fraud operation, AML review and investigation for corporate and individual clients.

As a part of the Global Markets Legal Team, you will work closely with stakeholders to advise the business on transactions and regulations for the region.

• Strong operational excellence in Business services (fund admin, co sec, trust)
• Set strategy, lead operations, drive efficiency, growth, governance, compliance globally.
• Partner with board, build leadership, optimize performance
• Prior experience working with Private Equity Fund

We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.

As an Associate, Trade Finance Operations, you will be responsible for managing trade finance transactions and ensuring compliance with regulatory standards.

Act as a Responsible Officer (RO) for an SFC Type 9 licensed corporation, ensuring compliance with SFC regulatory requirements and overseeing asset management activities. Provide regulatory oversight and governance support, including compliance monitoring, internal controls, risk management, and policy implementation for SFC Type 9 Asset Management Startup.

Our client is a well-established Investment Banking firm. This role involves managing equities settlements processes, ensuring accuracy and compliance with industry standards.

As a Finance Controller in the retail & sourcing industry based in Hong Kong, you will oversee financial operations, ensuring accuracy and compliance while driving financial performance. This role is ideal for professionals with a strong background in accounting and finance, looking to make a significant impact.

The Financial Controller role in the life science industry involves managing the financial operations of a manufacturing-focused business in Hong Kong. This position requires a strong background in accounting and finance, with expertise in overseeing financial processes and ensuring compliance.

We are seeking a Company Secretarial Assistant to support the company secretarial team in ensuring compliance with regulatory requirements and corporate governance standards. This role offers an excellent opportunity to grow your career within a professional and supportive environment.

This position supports the banking and financial services department by ensuring efficient credit operations and compliance with regulations.

The head will leverage a strong institutional network and capital markets expertise to lead strategic client relationships, enhance cross-selling opportunities across business lines, and build a high-performing team while ensuring robust regulatory compliance and governance.

To lead the securities business and managing both dealing and settlement functions. Drive business growth across equities, margin financing, bonds, and ECM products while ensuring compliance with SFC regulations and operational excellence.