Compliance jobs in Hong Kong

The Legal & Compliance Specialist will focus on ensuring compliance, managing legal risks, and supporting the organisation's legal operations.

A well-established SFC 1,4,9 licensed investment management firm is seeking a Compliance Officer to support regulatory compliance, governance, and risk management activities. The role offers a wide range of responsibilities spanning AML, licensing, monitoring, advisory support, and regulatory engagement

As a Senior Risk & Compliance Lawyer, you will be responsible for overseeing and managing risk and compliance matters within the legal department. Based in Hong Kong, this role focuses on ensuring adherence to regulations and best practices.

An exclusive and confidential opportunity for an experienced legal and compliance leader to head both functions within a sophisticated investment platform. The role offers broad exposure across private equity, fund investments, regulatory matters, corporate governance and strategic business initiatives.

This role will focus on a well rounded compliance role for a well known securities firm. This permanent position requires expertise in regulatory frameworks and compliance practices to ensure organisational adherence to relevant standards.

The Compliance Officer role in the energy industry focuses on ensuring adherence to regulatory requirements and internal policies within the accounting and finance department. This permanent position offers a structured compensation package and opportunities to manage compliance processes effectively.

We are looking for an Assistant Manager (Legal & Compliance) with strong experience in technology law and the regulatory requirements related to the industry.

As a Compliance Officer you will be responsible for all compliance related matters including review marketing materials, regulatory liaison, and business compliance advisory.

The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.

Join a global commodities and energy trading company as Legal & Compliance Counsel, supporting commercial transactions, compliance, governance and QFI-related matters across APAC.

加入全球化得大宗商品及能源交易企业，负责亚太区商业合同、合规治理及QFI相关法律事务。该岗位将深度参与跨境业务，并作为新加坡股东平台QFI事务的重要法律联络人。

Join a leading global apparel manufacturer as a Trade Compliance Specialist, supporting US-bound imports from Asia. You'll manage CBP compliance, HTS classification, ACE Portal activities, customs broker coordination, and trade compliance programs, while acting as a key liaison between factories, logistics partners, and US teams to ensure smooth and compliant import operations.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

This is a leadership role focusing on business compliance advisory for global markets. The products include fixed income, structured products, equities, wealth management, securities, and asset management.

This role will lead the retail banking compliance team whilst providing business advisory for their retail banking business. This person will also be responsible for senior stakeholder management.

Our client is currently looking for a Compliance Advisory (Project based), responsible for compliance advisory, monitoring, review surveillance task and handle SFC S181 / 182 requests. Candidate should have at least 2 years of working experience in professional practice and regulatory compliance field within private banking/ wealth management.

This role provides compliance advisory support to the Global Markets business, covering product reviews, regulatory compliance, and stakeholder engagement. It is ideal for a compliance professional with Global Markets knowledge and experience managing regulatory risks in a banking environment.

We are hiring a Legal Assistant who is experienced in post-IPO compliance with a strong understanding of Hong Kong listed companies requirements.

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

Responsible for overseeing a portfolio of listed issuers, providing expert guidance on Listing Rules compliance, addressing complex regulatory, accounting, legal, and corporate governance matters, identify emerging market trends and risks, drive regulatory and operational improvement initiatives.

我们受一家大型多元化集团委托，寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域，在全球多个市场持续拓展。

随着国际化战略的深化，公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策，是关键高管岗位之一。

Lead the global regulatory affairs strategy for a renowned international food company, ensuring product compliance while enabling innovation and business growth across key international markets.

Our client is currently looking for a Senior Fraud Operation Analyst to be responsible for fraud operation, identify fraud risk and investigation, the successful candidate should have at least 5 years of working experience in fraud operation within retail or commercial bank sector.

国际化生命科学企业诚招一名负责国际化的海外合规经理(International Compliance BP)。工作地北京。

An established financial services organisation is seeking an experienced professional to support governance, transaction oversight and business risk management activities. The role partners with senior stakeholders to enhance processes, maintain regulatory standards and support the delivery of complex transactions.

We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.

This Administrative Officer role supports the smooth running of a sizable Hong Kong office, covering facilities, procurement, vendor management, compliance, events, and workplace operations. The position also offers hands-on exposure to operational projects within a leading international law firm.

• Lead and oversee audit engagements for private and listed companies, ensuring compliance with relevant accounting and auditing standards. Manage IPO projects, including due diligence, reporting accountant assignments, and coordination with sponsors, legal advisers, and other professional parties.

As a Senior Manager, Technical Audit & Regulatory, you will lead the technical audit function, providing oversight and guidance to ensure audit quality, regulatory compliance, and adherence to professional auditing standards. You will serve as a expert on technical and regulatory matters, offering advice and support to audit teams and key stakeholders.

The Chief Accounting Officer will manage the global accounting, financial reporting, governance, and compliance agenda for a multinational listed organization, ensuring financial integrity and a robust control environment across a complex international footprint. Reporting directly to the Chairman, the CAO will partner with the Board to strengthen governance, drive accounting excellence, and manage long-term growth and value creation.

The role of (Senior) Tax Manager focuses on managing tax compliance, planning, and reporting activities. This permanent position offers a competitive salary and the opportunity to work in a specialised Accounting & Finance department.