Compliance jobs in Hong Kong

We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments.

This is a senior compliance role at a Chinese based fintech firm, where you'll provide regulatory guidance across trading, product, and cross-border activities. You'll act as the key liaison with the SFC, monitor regulatory changes, and collaborate with internal teams to ensure robust compliance frameworks.

Investment Compliance Specialist, Private Banking Products

My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate global regulations and support product innovation across Hong Kong, Singapore, and the U.S.

Excellent opportunity to join a Leading Retail company for a Trade Compliance Manager managing the full compliance in Trade Regulations across APAC.

This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

This role will be their Head of Compliance for their insurance business. This role will cover both regulatory and AML duties whilst managing a small team.

We are seeking a Legal & Compliance Director with a global perspective, based in Hong Kong. This role will focus on assessing the impact of U.S. export control regulations on the company's international operations and implementing the internal compliance systems with a proactive, preventative mindset.

Senior Compliance Officer - Large Chinese Firm, SFC 149

Our client is a top European bank. They are currently looking for an Account Opening Associate to join the Wealth Management Account Management team to handle client onboarding, end to end account opening for PB/ HNW clients. The candidate should have 4-5 years of working experience in client onboarding, account opening for PB/ HNW clients within international private bank.

Our client is a top American Investment/ Private Bank and they are currently looking for a SOW Associate to handle source of wealth SOW corroboration and review, account profile analysis and KYC periodic review. The candidate should have 3-5 years of working experience in SOW narratives and corroboration review and analysis or account profile analysis with international private banking industry.

Our client is a top American Investment Bank and they are looking for an EDD Analyst to join the Institutional Securities Group Enhanced Due Diligence team under Global Financial Crimes department to handle EDD, FCC, financial crime risk assessment, AML review and screening for high risk institutional customers. The candidate should have 1-2 years of working experience in EDD, FCC, AML for FI clients within investment banking/ financial institutions.

Our client is a top American Private Bank and they are looking for a KYC Analyst to join their private wealth management client onboarding team to handle new client onboarding, periodic review, trigger event for high net worth clients. The candidate should have 1-2 years of working experience in AML, KYC/CDD, account opening for HNW clients within private banking industry, fresh graduates with relevant compliance intern experience are also welcomed.

Our client is a top American Investment Bank and they are looking for a KYC Analyst/ Associate to join their Institutional Equity Division to handle KYC/ AML, client onboarding, periodic review, trigger event for investment banking/ institutional clients. The candidate should have 2-5 years of working experience in AML, KYC/CDD, account opening for investment banking/ institutional/ corporate/ commercial/ private banking clients within international banks.

Our client is a top European bank. They are currently looking for a Name Screening Analyst/ Associate to join the Wealth Management name screening team to handle name screening and documentation review for APAC PB/ HNW clients. The candidate should have 2-5 years of working experience in name screening, documentation review for PB/ HNW clients within international private bank.

Our client is a top European bank. They are currently looking for a KYC Review Associate to join the Wealth Management KYC team to handle KYC periodic review, KYC/ CDD review, documentation review for APAC PB/ high net worth clients. The candidate should have 3-7 years of working experience in KYC periodic review, KYC/ CDD review, documentation review for PB/ HNW clients within international private bank.

Senior Manager - Market Surveillance (Regional), Foreign Bank

We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.

Our client is currently looking for a Licensing Associate involves managing licensing processes for SFC and HKMA regulated entities, advising on registration matters, and coordinating with global and regional teams to ensure regulatory compliance across jurisdictions. It requires strong knowledge of Hong Kong licensing regimes, excellent communication and organisational skills with 4 years up of working experience in relevant field.

This role supports the Hong Kong Compliance team in ensuring adherence to local and international financial crime regulations, including AML, sanctions, and tax compliance. It involves overseeing client on boarding, conducting due diligence, managing risk controls, and contributing to policy development and governance.

This role focuses on enforcing trading rules and conducting inspections to uphold market integrity across cash and derivatives markets. It also involves stakeholder engagement, data analysis, and supporting cross-border regulatory collaboration.

Our client is a top American Investment Bank and they are looking for a Client Services Associate to join their private wealth management division to handle client services, account opening, KYC documentation and trade executions for Chinese Ultra High Net Worth clients. The candidate should have 3-5 years of working experience in client servicing/ ARM/ account opening/ KYC documentation for UHNW, private banking/ institutional/ corporate banking clients.

We are seeking a Safety Manager to oversee and implement effective safety protocols within the construction department of a leading commercial property. This role requires a proactive individual with a strong understanding of safety regulations and compliance.

A Security Manager position responsible to oversee and manage daily security operations& support the enforcement of safety regulations and ensure full compliance.

This role requires a skilled VP Finance to oversee financial operations, ensuring compliance with SFC Type 1 requirements within the financial services sector. The ideal candidate will bring expertise in accounting and finance to support strategic business goals in Hong Kong.

The Accounting Manager oversees the day-to-day accounting operations, ensuring accurate financial reporting, compliance with regulations, and efficient internal controls.

As a Named Company Secretary in a Hong Kong Listed Company, you will oversee corporate governance and compliance for the organisation especially M&A deals.

This role will manage end-to-end accounting operations to ensure accurate invoicing and financial recordkeeping. You'll collaborate across teams, support audits, and drive process improvements while maintaining compliance with accounting standards.

The Finance Manager will be responsible for overseeing project accounting and financial analysis and ensuring compliance with regulatory standards. Experience in using AI will be an advantage.

The HR Analyst will handle comprehensive HR operations with a focus on recruitment, compensation & benefits (C&B) administration, and payroll processing for Hong Kong and China markets. This role will also serve as a business partner (BP) to collaborate with department heads and business leaders, providing strategic HR support while ensuring compliance and efficiency.