Compliance jobs in Hong Kong

Excellent opportunity for Quality and Compliance experts to join their regional team in Asia.

This role offers a unique opportunity to contribute to legal and compliance functions within the financial services industry. The Assistant Manager, Legal & Compliance will support the organization in ensuring adherence to regulatory requirements and maintaining high standards of governance.

This is a senior compliance role at a Chinese based fintech firm, where you'll provide regulatory guidance across trading, product, and cross-border activities. You'll act as the key liaison with the SFC, monitor regulatory changes, and collaborate with internal teams to ensure robust compliance frameworks.

This role involves providing compliance guidance across front, middle, and back office functions, managing regulatory inquiries, and supporting AML/CFT efforts and internal investigations. It requires strong knowledge of SFC regulations, securities products, and experience in general compliance within a bilingual, fast-paced financial environment.

This position provides strategic compliance guidance across my client's retail and institutional brokerage and global markets businesses. It involves advising on regulatory trends, shaping product compliance, enhancing internal controls, and leading AML/CFT efforts.

Excellent opportunity for trade compliance experts to join their international team in Asia.

The Legal & Compliance Officer will play a key role in ensuring compliance with regulatory requirements and managing legal matters within the Financial Services industry.

As a Compliance Officer, you will play a crucial role in ensuring compliance with legal and regulatory requirements while managing conflicts of interest. This position is ideal for someone with a strong understanding of professional services and a keen attention to detail.

We are looking for a mid-level compliance professional who has experience working in a law firm or professional firm environment.

Compliance Senior Associate - Regional Securities Firm

This role involves managing regulatory compliance across multiple jurisdictions, including trade surveillance, policy maintenance, broker onboarding, and reporting to senior management and regulators. The ideal candidate will have over 7 years of buy-side experience, strong knowledge of global financial regulations, and fluency in English and Mandarin.

My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate global regulations and support product innovation across Hong Kong, Singapore, and the U.S.

Excellent opportunity to join a Leading Retail company for a Trade Compliance Manager managing the full compliance in Trade Regulations across APAC.

The Project Manager - Compliance will oversee technology-driven initiatives within the insurance industry, ensuring compliance and seamless integration within the organization. This role in Hong Kong requires a proactive individual with expertise in project management and compliance frameworks.

This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

If you have at least 5 years of accounting experience at a sizable firm, and have good language skills and are interested in a compliance analyst at a leading hotel, this is the job,

Focused on financial crime compliance and transaction monitoring within a legal and compliance team. The position involves investigating suspicious transactions, conducting AML screening, and supporting reporting and ad hoc compliance projects.

This role will be their Head of Compliance for their insurance business. This role will cover both regulatory and AML duties whilst managing a small team.

We are seeking a Legal & Compliance Director with a global perspective, based in Hong Kong. This role will focus on assessing the impact of U.S. export control regulations on the company's international operations and implementing the internal compliance systems with a proactive, preventative mindset.

Senior Compliance Officer - Large Chinese Firm, SFC 149

Our client is a top American Investment/ Private Bank and they are currently looking for a SOW Associate to handle source of wealth SOW corroboration and review, account profile analysis and KYC periodic review for HNW clients. The candidate should have 3-5 years of working experience in SOW narratives and corroboration review and analysis or account profile analysis for HNW/ PB clients within international private banking industry.

Our client is a top American Investment Bank and they are looking for an EDD Analyst to join the Institutional Securities Group Enhanced Due Diligence team under Global Financial Crimes department to handle EDD, FCC, financial crime risk assessment, AML review and screening for high risk institutional customers. The candidate should have 1-2 years of working experience in EDD, FCC, AML for FI clients within investment banking/ financial institutions.

Our client is a top American Investment Bank and they are looking for a KYC Analyst/ Associate to join their Institutional Equity Division to handle KYC/ AML, client onboarding, periodic review, trigger event for investment banking/ institutional clients. The candidate should have 2-5 years of working experience in AML, KYC/CDD, account opening for investment banking/ institutional/ corporate/ commercial/ private banking clients within international banks.

Our client is a top American Private Bank and they are looking for a KYC Analyst to join their private wealth management client onboarding team to handle new client onboarding, periodic review, trigger event for high net worth clients. The candidate should have 1-2 years of working experience in AML, KYC/CDD, account opening for HNW clients within private banking industry, fresh graduates with relevant compliance intern experience are also welcomed.

We are looking for a skilled and detail-oriented CDD Officer to join a leading offshore law firm. The role requires expertise in client due diligence and compliance, ensuring regulatory requirements are met effectively.

Our client is currently looking for a Licensing Associate involves managing licensing processes for SFC and HKMA regulated entities, advising on registration matters, and coordinating with global and regional teams to ensure regulatory compliance across jurisdictions. It requires strong knowledge of Hong Kong licensing regimes, excellent communication and organisational skills with 4 years up of working experience in relevant field.

This role supports the Hong Kong Compliance team in ensuring adherence to local and international financial crime regulations, including AML, sanctions, and tax compliance. It involves overseeing client on boarding, conducting due diligence, managing risk controls, and contributing to policy development and governance.

This role focuses on enforcing trading rules and conducting inspections to uphold market integrity across cash and derivatives markets. It also involves stakeholder engagement, data analysis, and supporting cross-border regulatory collaboration.

This role involves monitoring and investigating client trading activities to detect potential market abuse, using surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control assessments, and supporting internal and external risk-related communications.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 3-5 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.