Compliance jobs in Hong Kong

The Legal & Compliance Specialist will focus on ensuring compliance, managing legal risks, and supporting the organisation's legal operations.

A well-established SFC 1,4,9 licensed investment management firm is seeking a Compliance Officer to support regulatory compliance, governance, and risk management activities. The role offers a wide range of responsibilities spanning AML, licensing, monitoring, advisory support, and regulatory engagement

As a Senior Risk & Compliance Lawyer, you will be responsible for overseeing and managing risk and compliance matters within the legal department. Based in Hong Kong, this role focuses on ensuring adherence to regulations and best practices.

An established financial institution is seeking an experienced professional to support governance, compliance oversight and business management activities within its private banking business. The role offers exposure to policy development, regulatory compliance, audit coordination, staff training and strategic initiatives.

The Compliance Officer will support their Chief Compliance Officer (CCO) across a broad range of compliance, regulatory, and governance activities.

The Compliance Officer role in the energy industry focuses on ensuring adherence to regulatory requirements and internal policies within the accounting and finance department. This permanent position offers a structured compensation package and opportunities to manage compliance processes effectively.

We are looking for a Legal & Compliance Officer with prior experience working in the financial services industry.

We are looking for an Assistant Manager (Legal & Compliance) with strong experience in technology law and the regulatory requirements related to the industry.

As a Compliance Officer you will be responsible for all compliance related matters including review marketing materials, regulatory liaison, and business compliance advisory.

The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.

Join a global commodities and energy trading company as Legal & Compliance Counsel, supporting commercial transactions, compliance, governance and QFI-related matters across APAC.

加入全球化得大宗商品及能源交易企业，负责亚太区商业合同、合规治理及QFI相关法律事务。该岗位将深度参与跨境业务，并作为新加坡股东平台QFI事务的重要法律联络人。

Join a leading global apparel manufacturer as a Trade Compliance Specialist, supporting US-bound imports from Asia. You'll manage CBP compliance, HTS classification, ACE Portal activities, customs broker coordination, and trade compliance programs, while acting as a key liaison between factories, logistics partners, and US teams to ensure smooth and compliant import operations.

The Social Compliance Specialist will work closely with internal stakeholders and external partners to ensure supplier compliance with ethical, social, and environmental standards.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

Our client is currently looking for a Compliance Advisory (Project based), responsible for compliance advisory, monitoring, review surveillance task and handle SFC S181 / 182 requests. Candidate should have at least 2 years of working experience in professional practice and regulatory compliance field within private banking/ wealth management.

This role provides compliance advisory support to the Global Markets business, covering product reviews, regulatory compliance, and stakeholder engagement. It is ideal for a compliance professional with Global Markets knowledge and experience managing regulatory risks in a banking environment.

We are hiring a Legal Assistant who is experienced in post-IPO compliance with a strong understanding of Hong Kong listed companies requirements.

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

Responsible for overseeing a portfolio of listed issuers, providing expert guidance on Listing Rules compliance, addressing complex regulatory, accounting, legal, and corporate governance matters, identify emerging market trends and risks, drive regulatory and operational improvement initiatives.

国际化生命科学企业诚招一名合规经理(Compliance Counsel)。工作地北京。

我们受一家大型多元化集团委托，寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域，在全球多个市场持续拓展。

随着国际化战略的深化，公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策，是关键高管岗位之一。

Lead the global regulatory affairs strategy for a renowned international food company, ensuring product compliance while enabling innovation and business growth across key international markets.

Our client is currently looking for a Senior Fraud Operation Analyst to be responsible for fraud operation, identify fraud risk and investigation, the successful candidate should have at least 5 years of working experience in fraud operation within retail or commercial bank sector.

An established financial services organisation is seeking an experienced professional to support governance, transaction oversight and business risk management activities. The role partners with senior stakeholders to enhance processes, maintain regulatory standards and support the delivery of complex transactions.

This Financial Crime legal counsel role sits within the regional financial crimes legal function, advising on AML, anti-bribery and corruption, sanctions, and broader regulatory matters across Asia business lines. The position focuses on transactional advisory, regulatory interpretation, and stakeholder engagement, requiring strong legal expertise alongside the ability to support business strategy and risk management.

Our client is currently looking for a Fraud Operation Officer with focus in fraud operation, AML review and investigation for corporate and individual clients.

• Strong operational excellence in Business services (fund admin, co sec, trust)
• Set strategy, lead operations, drive efficiency, growth, governance, compliance globally.
• Partner with board, build leadership, optimize performance
• Prior experience working with Private Equity Fund

We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.

This role will handle and resolve customer disputes while ensuring compliance with relevant regulations.

The Finance Manager will oversee financial operations, ensuring accurate reporting and compliance within the media and agency industry. Based in Hong Kong, this role focuses on managing budgets, forecasts, and financial analysis to support strategic decisions.