Compliance jobs in Hong Kong

This senior leadership role is responsible for overseeing compliance, AML, and enterprise risk management within a cross-border payments environment. The successful candidate will lead regulatory compliance initiatives, strengthen risk frameworks, and enhance monitoring and control capabilities across multiple jurisdictions.

We are partnering with a well-established international services organization to appoint a Compliance Manager based in Hong Kong. This is a newly enhanced regional role responsible for driving compliance, risk management, governance, and ISO-related initiatives across the APAC region.

Assistant Compliance Manager - Manufacturing

Join a global commodities and energy trading company as Legal & Compliance Counsel, supporting commercial transactions, compliance, governance and QFI-related matters across APAC.

加入全球化得大宗商品及能源交易企业，负责亚太区商业合同、合规治理及QFI相关法律事务。该岗位将深度参与跨境业务，并作为新加坡股东平台QFI事务的重要法律联络人。

A senior compliance leadership role overseeing regulatory compliance, AML, and governance for a global multi - asset trading platform. The position partners with senior management to manage regulatory risk and support business growth.

Join a leading global apparel manufacturer as a Trade Compliance Specialist, supporting US-bound imports from Asia. You'll manage CBP compliance, HTS classification, ACE Portal activities, customs broker coordination, and trade compliance programs, while acting as a key liaison between factories, logistics partners, and US teams to ensure smooth and compliant import operations.

The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.

This role requires a Compliance Manager or Senior Manager with over six years of experience to provide regulatory advice, manage AML/CFT matters, and handle SFC-related inquiries. The position demands proficiency in Chinese securities regulations, strong interpersonal skills, and the ability to work independently.

The Social Compliance Specialist will work closely with internal stakeholders and external partners to ensure supplier compliance with ethical, social, and environmental standards.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

This role provides compliance advisory support to the Global Markets business, covering product reviews, regulatory compliance, and stakeholder engagement. It is ideal for a compliance professional with Global Markets knowledge and experience managing regulatory risks in a banking environment.

We are hiring a Legal Assistant who is experienced in post-IPO compliance with a strong understanding of Hong Kong listed companies requirements.

This role provides compliance guidance, and oversees product governance and regulatory risk. The role requires strong banking compliance experience, ideally in Treasury, securities and/or Global Markets, with the ability to advise senior stakeholders and balance business growth with risk management

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

Responsible for overseeing a portfolio of listed issuers, providing expert guidance on Listing Rules compliance, addressing complex regulatory, accounting, legal, and corporate governance matters, identify emerging market trends and risks, drive regulatory and operational improvement initiatives.

我们受一家大型多元化集团委托，寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域，在全球多个市场持续拓展。

随着国际化战略的深化，公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策，是关键高管岗位之一。

An established financial services organisation is seeking an experienced professional to support governance, transaction oversight and business risk management activities. The role partners with senior stakeholders to enhance processes, maintain regulatory standards and support the delivery of complex transactions.

This Financial Crime legal counsel role sits within the regional financial crimes legal function, advising on AML, anti-bribery and corruption, sanctions, and broader regulatory matters across Asia business lines. The position focuses on transactional advisory, regulatory interpretation, and stakeholder engagement, requiring strong legal expertise alongside the ability to support business strategy and risk management.

Our client is currently looking for a Fraud Operation Officer with focus in fraud operation, AML review and investigation for corporate and individual clients.

• Strong operational excellence in Business services (fund admin, co sec, trust)
• Set strategy, lead operations, drive efficiency, growth, governance, compliance globally.
• Partner with board, build leadership, optimize performance
• Prior experience working with Private Equity Fund

We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.

Our client is a well-established Investment Banking firm. This role involves managing equities settlements processes, ensuring accuracy and compliance with industry standards.

As a Vice President, Legal Counsel, based in Hong Kong, you will provide legal expertise to support the Bank's Equities business, particularly with respect to the Prime Brokerage business. This role focuses on advising on legal matters, ensuring compliance, and managing legal risks associated with prime brokerage operations.

Join a dynamic investment platform providing legal support across private and public market investment activities, from due diligence and transaction execution through to post-investment management. The role also covers regulatory and compliance matters relating to Hong Kong licensed financial services activities, working closely with business, compliance and external advisers.

The Finance Director role is based in Hong Kong and focuses on leading financial operations to support organisational goals. This position requires expertise in accounting and finance to ensure effective resource management and compliance.

As a senior technical manager for a mixed use property, you will oversee property management and technical operations to ensure the smooth functioning of facilities. This role involves managing maintenance, repairs, and compliance within a retail environment.

As a Senior Accountant in logistic industry, you will play a key role in managing financial reporting processes and ensuring compliance with accounting standards. This permanent position offers the chance to contribute to the success of the accounting and finance department.

Reporting to senior management, you are responsible for financial control, banking relationships, treasury management, tax compliance, financial reporting, and supporting strategic business decisions.

As a Registered Engineer in the lift industry, you will oversee and manage technical aspects of projects to ensure compliance and efficiency.

The head will leverage a strong institutional network and capital markets expertise to lead strategic client relationships, enhance cross-selling opportunities across business lines, and build a high-performing team while ensuring robust regulatory compliance and governance.