Compliance jobs in Hong Kong

The Operations Officer will support the Banking & Financial Services department by managing operational processes and ensuring compliance with industry standards.

This role in the financial services industry requires attention to detail and a commitment to operational excellence.

The VP, Middle Office (Equities) will oversee the operational and trade support functions within the equities division, ensuring seamless processes and compliance with industry standards. This role requires a strong background in financial services, particularly within banking and financial services in Hong Kong.

The VP, Middle Office (FICC) will play a crucial role in managing and overseeing middle-office operations within the Financial Services industry. This position requires a strong understanding of fixed income, currencies, and commodities (FICC) to ensure smooth operational processes and compliance with regulatory standards.

We are looking for a detail-oriented Private Equity Fund Accounting Senior Finance Manager to join our PE client in Hong Kong. You will oversee fund accounting operations, ensuring compliance and accuracy in all financial records.

The accountant will play a key role in supporting the financial and accounting operations of a private equity business. This position focuses on ensuring accurate financial records and compliance with accounting standards.

This role leads end‑to‑end HR operations across the employee lifecycle for a large regional workforce, ensuring consistent service delivery, data accuracy, and regulatory compliance. You will drive process improvements and system enhancements while serving as a trusted point of support for employees and HR stakeholders.

This role will be managing and overseeing derivatives processes within the financial services industry. The successful candidate will contribute to the efficient functioning of derivatives operations while ensuring compliance with regulatory standards.

The Group Financial Controller will lead and oversee the group reporting and consolidation processes, ensuring compliance, accuracy, and efficiency. This role requires a strong accounting and finance candidate with a solid background in the controlling function.

• Direct ETF experience in areas such as regulatory advisory, governance, disclosures, transactions, and distributions
• Hands‑on compliance experience with SFC‑authorized public funds (unit trusts, OFCs, ETFs), preferably within asset management or trustee/custodian organizations

This role oversees incident management and production support for key operational systems while driving process improvements and coordinating with cross‑functional teams. It also involves leading analysis, implementing fixes, ensuring regulatory compliance, and supporting business solutions through strong stakeholder collaboration.

We are looking for an experienced Technical Lead who has deep expertise in insurance core platforms and a proven track record in delivering enterprise‑grade solutions. You will lead technical design, development, and integration activities across complex insurance system landscapes, ensuring scalability, performance, and regulatory compliance.

We are seeking an Associate/AVP - IPO Vetting to join a leading organization in the financial services industry. This role focuses on evaluating IPO applications and ensuring compliance with relevant regulations and standards.

We are seeking a Financial Controller to oversee accounting and financial operations for a US Listed organisation. The successful candidate will manage financial reporting, accounting operations, compliance, and strategic planning to ensure optimal performance.

A Security Manager position responsible to oversee and manage daily security operations& support the enforcement of safety regulations and ensure full compliance.

We are seeking a Senior Associate, Clearing and Deposits to join our team in the financial services industry. The ideal candidate will excel in managing clearing and deposit operations while ensuring compliance with banking regulations.

We are looking for a detail-oriented Private Equity Fund Accounting Team Lead to join our PE client in Hong Kong. You will oversee fund accounting operations, ensuring compliance and accuracy in all financial records.

The Finance Director is responsible for overseeing financial operations, ensuring compliance, and driving strategic financial planning within the organization. This role is ideal for an experienced finance professional with a strong background in accounting and finance in the private equity industry.

This role leads end‑to‑end transformation projects for the Asia wealth management business, driving strategic solutions across client onboarding, digital platforms, and operational processes. It requires strong stakeholder management, analytical capability, and project leadership to deliver initiatives that enhance efficiency, compliance, and overall client experience.

As a Fund Accounting - Associate, you will play a key role in ensuring compliance with internal controls and regulatory requirements. This position is ideal for someone passionate about the banking industry.

The Head of Trust Administration will oversee and manage the administration of trust accounts, ensuring compliance with regulations and maintaining high service standards. This role is ideal for a professional with a strong background in trust administration within the Financial Services industry.

Join a leading player in the financial services industry as a Responsible Officer (Type 1 & 2). This role offers the opportunity to oversee critical operations and ensure compliance within a dynamic environment.

The role of Finance Manager involves overseeing financial management and reporting for overseas subsidiaries or joint ventures The ideal candidate will ensure compliance, provide strategic financial insights, and support business growth.

This is an excellent opportunity for a Project Assistant (IT Control & Governance) to contribute to a leading insurance company's technology department. The role focuses on supporting IT governance and control processes while ensuring compliance with industry standards.

• Supervise and oversee all aspects of financial activities, including AP, AR, Tax, Treasury and etc.
• Responsible for the month-end closing to ensure compliance with accounting policies and procedures

As a Front Office System Support Engineer, you will be responsible for ensuring the smooth operation of mission-critical investment platforms used by portfolio managers, traders, and compliance teams. You'll provide technical expertise, resolve system issues, and contribute to continuous improvement initiatives across front office applications.

This role supports the Department Head in overseeing daily banking operations, coordinating cross-departmental projects, and ensuring smooth implementation of new systems and products. It also involves enhancing operational efficiency, maintaining compliance, and managing stakeholder communications and administrative tasks.

Our client is one of the top leading Hong Kong banks that serves for over 3.5 million customers worldwide with over 80 years of history, they are currently looking for a role of Junior Fraud Operation Analyst to handle fraud operation and transaction monitoring for corporate clients. Candidate should have relevant of working experience in compliance field under banking or FI sector.