Compliance jobs in Hong Kong

Lead and execute risk-based audits covering operational, financial, and compliance areas, assess governance and internal controls, leverage data analytics and emerging technologies to enhance audit effectiveness, and work closely with senior stakeholders to drive continuous improvement.

The Accountant will play a key role in supporting financial operations and ensuring compliance with accounting standards. The role requires a detail-oriented candidate with relevant experience to ensure timely payments, maintain accurate records, and support financial closing and audits.

An exciting opportunity to join a regulated investment management firm as a Senior Product Manager, leading product development, fund launches, product governance, and marketing initiatives across multiple jurisdictions. The role will work closely with investment, legal, compliance, risk, operations, and external partners to drive product strategy, regulatory alignment, and brand positioning

This role will oversee credit-related operations and ensure compliance with regulatory standards. It involves managing credit documentation, monitoring credit limits, and supporting the banking and financial services department.

This position supports the banking and financial services department by ensuring efficient credit operations and compliance with regulations.

This role will play a key role in ensuring compliance and managing client on-boarding processes in Hong Kong. This role requires a proactive approach to maintaining regulatory standards and delivering efficient client approval operations.

The Legal Director role focuses on providing expert legal advice and support within the financial service organisation. The position involves ensuring compliance with relevant laws and regulations while supporting the legal department's daily operations.

The head will leverage a strong institutional network and capital markets expertise to lead strategic client relationships, enhance cross-selling opportunities across business lines, and build a high-performing team while ensuring robust regulatory compliance and governance.

The Finance Manager role in the logistic industry, focuses on overseeing financial operations and ensuring compliance with company policies. This position is ideal for professionals with a background in accounting and finance who can manage financial activities effectively.

The Financial Controller role in the life science industry involves managing the financial operations of a manufacturing-focused business in Hong Kong. This position requires a strong background in accounting and finance, with expertise in overseeing financial processes and ensuring compliance.

A leading Japanese bank is hiring an AVP, Operation Support and Control.You will play a key role in ensuring operational efficiency and compliance.

• Prior experience managing finance, operations, risk and compliance teams
• Chief Operating Officer & Chief Financial Officer (COO & CFO) - Private Equities & Hedge Funds

As a Legal Counsel in the financial services industry, you will provide legal support and expertise to ensure compliance and manage legal risks. This permanent role offers an opportunity to contribute to critical decision-making processes and support the legal department.

Manage end-to-end IT operations, service delivery, and data centre facilities while ensuring SLA compliance and operational excellence. Lead ITIL-based incident and change management, working closely with internal teams and vendors to maintain reliable and secure production services.

As one of the Team Heads within the Company Secretarial function, you will oversee the delivery of high-quality corporate secretarial services and ensure full compliance with all statutory and regulatory requirements. This leadership role requires strong expertise in corporate governance within the business services industry, along with the ability to guide and support the team effectively.

The Regional Finance Director will lead the financial management and projects transformation for a prominent consumer centric organisation. This role requires expertise in driving financial performance, ensuring compliance, and supporting business growth across the APAC region.

Support the operation and maintenance of critical Data Center facilities, ensuring reliability, compliance, and service excellence. Partner with vendors and internal teams to drive operational efficiency and continuous improvement.

Perform KYC and CDD processes to ensure compliance with regulatory requirements.

We are keen to speak with candidates with 3+ years of experiences in KYC within private banking sector.

A leading global bank is hiring a Department Head, Trade Services. This roe will oversee and manage the trade services function, ensuring efficient operations and compliance with regulatory requirements.

The Accounting Director will oversee all accounting and financial operations, ensuring compliance and accuracy in financial reporting. This role is ideal for a leader who excels in managing financial strategies within the retail industry.

As a Policy Manager/Assistant Director in the public sector industry, you will play a pivotal role in shaping and implementing policies that ensure the efficient operation and compliance of accounting and financial reporting frameworks. This permanent position is based in Quarry Bay and offers an excellent opportunity to contribute to the development of industry standards.

Join a leading investment manager as an Accountant supporting fund accounting, reporting, and compliance. The role offers hands-on exposure to private equity structures and financial operations.

This exciting opportunity as a Dealer (Type 1 RO, MIC) in the financial services industry involves overseeing trading operations and ensuring regulatory compliance. The role is based in Hong Kong and requires expertise in banking and financial services.

The Investment Director - Type 9 RO (L/S Equity) will oversee portfolio management and investment strategies within the financial services sector. This role requires expertise in long/short equity and regulatory compliance to drive successful investment outcomes.

Led the (Enterprise‑Wide Data Strategy Initiatives) to drive and improve operational data efficiency, data security, and regulatory compliance across regional offices.

The IT Security Analyst will play a key role in ensuring the organization's technology systems meet regulatory and security standards. This role requires expertise in identifying risks, implementing controls, and ensuring compliance within the insurance industry.

We are seeking a proactive and detail-oriented Data Governance Specialist to support the bank's data management and governance initiatives. This role is critical in ensuring data quality, regulatory compliance, and strong data controls across the organization.

Hiring company is a family office with SFC 1,4,9 license.

This position is based in Hong Kong and requires expertise in managing and optimizing operational processes to ensure efficiency and compliance.

This role will be managing and overseeing derivatives processes within the financial services industry. The successful candidate will contribute to the efficient functioning of derivatives operations while ensuring compliance with regulatory standards.

The VP, Middle Office (Equities) will oversee the operational and trade support functions within the equities division, ensuring seamless processes and compliance with industry standards. This role requires a strong background in financial services, particularly within banking and financial services in Hong Kong.