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Dealer(Type 1 RO , MIC)

Hong Kong Permanent HK$540,000 - HK$660,000 per year View Job Description
This exciting opportunity as a Dealer (Type 1 RO, MIC) in the financial services industry involves overseeing trading operations and ensuring regulatory compliance. The role is based in Hong Kong and requires expertise in banking and financial services.
  • A boutique brokerage and advisory platform
  • The group has become one of the leading alternative specialist in the region

About Our Client

The company is a well-established organization within the financial services industry, known for its professional approach and strong market presence. Operating as a medium-sized firm, it provides comprehensive financial solutions to its clients.

Job Description

As a Dealer (Type 1 RO, MIC), your main responsibilities will include:

  • Executing trades and managing trading activities across a variety of financial instruments.
  • Ensuring compliance with Type 1 regulatory requirements and company policies.
  • Monitoring market trends and providing insights to support trading decisions.
  • Maintaining strong relationships with clients and counterparties.
  • Preparing reports and analysis related to trading performance and market updates.
  • Collaborating with internal teams to enhance trading strategies and processes.
  • Overseeing risk management measures to minimize financial exposure.
  • Acting as the Manager-in-Charge (MIC) for trading activities, ensuring adherence to local regulations in Hong Kong.

The Successful Applicant

A successful Dealer (Type 1 RO, MIC) should have:

  • A strong background in banking and financial services, particularly in trading and compliance.
  • Professional qualifications relevant to Type 1 regulated activities in Hong Kong.
  • Proven expertise in managing trading operations and risk assessment.
  • Excellent understanding of financial regulations and markets in Hong Kong.
  • Strong analytical and decision-making skills.
  • The ability to work collaboratively and communicate effectively with diverse teams.

What's on Offer

  • Competitive annual salary ranging from HKD 540000 to HKD 660000.
  • Opportunities to grow within the financial services industry.
  • Collaborative work environment in a medium-sized, professional organization.
  • Convenient Hong Kong location with access to modern office facilities.



If you are ready to take the next step in your career as a Dealer (Type 1 RO, MIC) in the financial services industry, we encourage you to apply now!

Contact
Aiko Zhang
Quote job ref
JN-062026-7038471
Phone number
+852 2848 4712

Job summary

Function
Banking & Financial Services
Specialisation
Sales & Trading
What is your area of specialisation?
Financial Services
Location
Hong Kong
Job Type:
Permanent
Consultant name
Aiko Zhang
Consultant phone
+852 2848 4712
Job Reference
JN-062026-7038471

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.