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The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.
This Financial Crime legal counsel role sits within the regional financial crimes legal function, advising on AML, anti-bribery and corruption, sanctions, and broader regulatory matters across Asia business lines. The position focuses on transactional advisory, regulatory interpretation, and stakeholder engagement, requiring strong legal expertise alongside the ability to support business strategy and risk management.
This role requires a Compliance Manager or Senior Manager with over six years of experience to provide regulatory advice, manage AML/CFT matters, and handle SFC-related inquiries. The position demands proficiency in Chinese securities regulations, strong interpersonal skills, and the ability to work independently.
We are looking for a Group Financial Controller to oversee and manage the financial operations of a leading organization in the technology and telecoms industry. This role requires a strong background in accounting and finance, coupled with excellent leadership abilities to drive financial excellence.
As a Policy Manager/Assistant Director in the public sector industry, you will play a pivotal role in shaping and implementing policies that ensure the efficient operation and compliance of accounting and financial reporting frameworks. This permanent position is based in Quarry Bay and offers an excellent opportunity to contribute to the development of industry standards.
As the Head of Internal Audit, you will lead the internal audit function, ensuring compliance, risk management, and operational efficiency. This role requires expertise in auditing within the not-for-profit sector and a focus on providing strategic insights to the organization.
Drive business development and distribution strategies for MPF and ORSO products across multiple channels while achieving sales and profitability targets. Act as a key relationship manager, delivering market insights, sales support, and training to strengthen client and distributor engagement.
This role is a senior institutional sales position focused on developing and monetizing relationships with sovereign wealth funds and pension funds across the Middle East, South Korea, and other strategic markets. It combines frontline client coverage with product specialist responsibilities, requiring independent delivery of investment solutions and technical discussions without heavy reliance on portfolio managers.
Take ownership of expanding ETF institutional distribution in Hong Kong while building strong relationships with key local clients.Gain a high-impact role in a growth-stage platform, offering strong visibility and the opportunity to shape market presence.
The head will leverage a strong institutional network and capital markets expertise to lead strategic client relationships, enhance cross-selling opportunities across business lines, and build a high-performing team while ensuring robust regulatory compliance and governance.
This position supports the banking and financial services department by ensuring efficient credit operations and compliance with regulations.
This mid-to-senior level compliance role focuses on managing Hong Kong regulatory reporting, licensing, and trade monitoring under SFC regulations for a global investment bank.
This is an exciting opportunity for a Treasury Marketing professional to lead and manage Treasury Marketing team in a regional bank
Our client is a reputable Chinese-background long/short equity investment platform with a strong institutional reputation and a proven track record across global public markets. The firm is seeking an experienced Global Technology Research Analyst to work directly with the Founder/CIO and contribute to investment idea generation, fundamental research, and portfolio construction across the global technology sector.
This Head ofquant and riskanalytics role will lead a high-performing middle-office team across Commercial Analytics, Market-Making & Institutional Analytics, Trading Risk, and Fraud Detection. Own the firm's risk and performance infrastructure, serving as an independent analytical partner to trading desks and senior leadership. Drive team development and enable measurable improvements across all trading businesses.
This is an exciting opportunity for a Fund / Insurance BD professional to play a pivotal role in the financial services industry. Based in Hong Kong, this position focuses on driving business development strategies and fostering key client relationships.
Our client is currently looking for a Fraud Operation Officer with focus in fraud operation, AML review and investigation for corporate and individual clients.
A leading Japanese bank is hiring an AVP, Operation Support and Control.You will play a key role in ensuring operational efficiency and compliance.
1. Lead offshore VIP &HNW team2. Familiar with web3, RWA, equities, fixed income and structured products3. Solid connection of VIP and HNW clients invest in traditional finance, Crypto
We are seeking experienced Policy Admin/Underwriting candidates to join a reputable company within the insurance industry.
The Finance Manager oversees financial operations, reporting, and coordination with auditors and service providers within an asset management environment. The role focuses on ensuring accurate reporting, disciplined budgeting, and strong financial controls across the platform.
This is an exciting opportunity for a Client Service Manager to join the insurance sector in Hong Kong. The role involves managing client relationships and ensuring excellent service delivery within the banking and financial services department.
- Familiar with Sales Strategy and Business Growth- Solid knowledge on commodity business including physical and paper trading
This role is responsible for driving ETF capital markets and business development initiatives, focusing on institutional client engagement, cross-border investment opportunities, and strategic partnerships. Joining a well-established ETF platform with a strong market foundation, the successful candidate will gain broad regional exposure, work closely with key industry participants, and enjoy excellent career development opportunities.
An established Asian financial institution with a long-standing Hong Kong presence is hiring a Type 9 Responsible Officer to oversee its regulated asset management business. This replacement role offers the opportunity to join a well-established principal investment platform with strong institutional backing, mature governance, and proven investment processes.
This Associate Director will be managing business projects and strategic initiatives, driving cross-functional stakeholder management, conducting front-to-back business analysis, and delivering clear executive reporting and communications in both English and Chinese to ensure successful implementation and business outcomes.
The Repayment and Collection Agent will focus on maintaining positive customer relationships while ensuring timely payments.
As part of its continued expansion, they are seeking an experienced Credit Advisor / Structured Lending Specialist to partner closely with Relationship Managers and deliver bespoke financing solutions to UHNW clients across the region.
This exciting opportunity as a Dealer (Type 1 RO, MIC) in the financial services industry involves overseeing trading operations and ensuring regulatory compliance. The role is based in Hong Kong and requires expertise in banking and financial services.
As a Trust Payment Officer, you will oversee trust administration and ensure compliance with regulatory requirements within the financial services industry. This role is based in Kowloon and offers an excellent opportunity to contribute to a reputable organization in banking and financial services.
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