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Central Compliance Manager - Global Investment Bank

Central Permanent HK$600,000 - HK$780,000 per year View Job Description
This mid-to-senior level compliance role focuses on managing Hong Kong regulatory reporting, licensing, and trade monitoring under SFC regulations for a global investment bank.
  • Looking for central compliance background from Investment Bank
  • Open to candidates from corporate bank as well

About Our Client

This client is a prominent, internatinoal global investment banking and capital markets firm known for its entrepreneurial culture and strong institutional equities presence across the Americas, Europe, and Asia-Pacific.

Job Description

As a Central Compliance Manager, your main responsibilities will include:

  • Developing and maintaining compliance policies and procedures in line with regulatory requirements.
  • Advising business units on compliance matters and regulatory updates.
  • Conducting compliance risk assessments and audits to identify potential gaps.
  • Monitoring and reviewing transactions to ensure adherence to internal and external guidelines.
  • Providing training to employees on compliance-related topics.
  • Preparing and submitting regulatory reports as required.
  • Collaborating with internal teams to address compliance issues effectively.
  • Supporting management in fostering a culture of compliance across the organization.

The Successful Applicant

A successful Central Compliance Manager should have:

  • 5-6 years of central compliance experience from investment or corporate bank
  • Familiarity with HKMA and SFC regulatory requirements
  • Proven ability to develop and implement compliance policies and procedures.
  • Excellent analytical skills with a keen eye for identifying risks and gaps.
  • Effective communication and interpersonal skills to engage with various stakeholders.
  • Relevant academic qualifications in finance, law, or a related field.

What's on Offer

  • Competitive salary package ranging from HKD 648,000 to HKD 792,000 annually.
  • Comprehensive benefits to support your professional and personal needs.
  • Opportunities to work in a globally recognised organization within the financial services industry.
  • Collaborative and professional work environment



This is a fantastic opportunity for experienced compliance professionals seeking growth and challenges in the financial services sector. Apply now to become a key part of this leading organization's compliance team!

Contact
Monica Wong
Quote job ref
JN-062026-7052157
Phone number
+852 2848 4789

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Central
Job Type:
Permanent
Consultant name
Monica Wong
Consultant phone
+852 2848 4789
Job Reference
JN-062026-7052157

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.