Back to search

Compliance Manager/Senior Manager - Buyside Firm

Shànghǎi Permanent HK$700,000 - HK$1,100,000 per year View Job Description
The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.
  • Looking for stable asset management compliance background
  • great work culture and benefits

About Our Client

the client is a leading asset management company and top-tier Mainland Chinese fund house that provides active investment management services to individual, corporate, and institutional clients using a long-term, value-driven philosophy.

Job Description

As a Compliance professional, your main responsibilities will include:

  • Ensuring compliance with the SFC regulator
  • Developing and implementing compliance policies and procedures to mitigate risks effectively.
  • Conducting regular compliance audits and preparing detailed reports for management.
  • Monitoring and assessing the effectiveness of internal controls within the banking and financial services department.
  • Providing training and guidance to staff on compliance-related matters.
  • Conduct AML/KYC checks
  • Collaborating with internal and external stakeholders to address compliance issues.
  • Keeping up-to-date with changes in laws and regulations impacting the financial services industry.
  • Supporting the implementation of new compliance systems and tools.

The Successful Applicant

A successful Compliance professional should have:

  • 8+ years of compliance experience from buyside firm
  • bachelor degree
  • experience working in chinese firm
  • prefer is have experience with SFC onsite examinations
  • must be able to work independently
  • must be able to read and write chinese and speak mandarin

What's on Offer

  • great work culture
  • good benefits
  • attractive bonus



If you are passionate about compliance and looking for an opportunity to excel in the financial services sector, apply now to join this dynamic team!

Contact
Monica Wong
Quote job ref
JN-062026-7034605
Phone number
+852 2848 4789

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Shànghǎi
Job Type:
Permanent
Consultant name
Monica Wong
Consultant phone
+852 2848 4789
Job Reference
JN-062026-7034605

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.