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A well-established SFC 1,4,9 licensed investment management firm is seeking a Compliance Officer to support regulatory compliance, governance, and risk management activities. The role offers a wide range of responsibilities spanning AML, licensing, monitoring, advisory support, and regulatory engagement
The VP, Trade Finance Operations will perform and oversee trade finance operations and ensure compliance with regulatory standards.
This role is responsible for managing collateral and margin requirements for capital markets transactions, including margin calls, reconciliations, client reporting, dispute resolution, and daily operational controls.
Middle Office operations with exposure to a wide range of alternative private activities and transactions, including Private/Public equities, Private Credit (including bond and loan), Real Estate, Derivatives (Vanilla & Exotic), and FX. This position will provide support for many facets of the closing process related to these types of transactions, as well as general transaction project management.
As a Senior Risk & Compliance Lawyer, you will be responsible for overseeing and managing risk and compliance matters within the legal department. Based in Hong Kong, this role focuses on ensuring adherence to regulations and best practices.
The Senior Technology Risk Manager will focus on ensuring strong risk management practices within the technology department in the financial services industry. This role involves assessing, monitoring, and mitigating technology-related risks.
This role will work closely with the Front Office and support the clearing and settlement of gold-related transactions, including traditional and new gold products.
Excellent opportunity to join a leading global Financial Institution as Analyst in managing alternative investment portfolios.This role is based in Hong Kong and involves providing client servicing support to ensure smooth investment processes.
The Corporate Action Specialist will be responsible for managing and processing corporate action events for a well-known Global Bank.
Reporting to senior Private Banking management, the successful candidate will lead the ARM team and ensure effective support to Relationship Managers across client servicing, onboarding, transactions and day-to-day business activities.
Excellent opportunity to join a leading Investment Bank for Corporate Actions Analyst.
Our client is currently looking for a Senior Fraud Operation Analyst to be responsible for fraud operation, identify fraud risk and investigation, the successful candidate should have at least 5 years of working experience in fraud operation within retail or commercial bank sector.
As the Head of Trade Finance Products, you will lead the development and management of trade finance solutions tailored for clients in the financial services industry. This role is based in HK and focuses on driving product innovation and ensuring alignment with market trends.
The Head of Documentary Trade Products will oversee the development and management of trade finance products within the financial services sector. Based in Hong Kong, this role requires a strong focus on product innovation and effective collaboration with internal and external stakeholders.
The Head of IBD in Hong Kong will lead and oversee investment banking activities, driving strategic initiatives and delivering successful outcomes. This permanent role in the banking and financial services sector offers an opportunity to shape and execute high-impact financial strategies.
Our client is a well-known Investment Bank. As a Sales Analyst, you will support Equity Derivatives sales and trading activities by providing critical analysis and insights.
Our client is a leading insurance-backed asset manager with a strong presence in Hong Kong and Greater China. Managing a diversified platform across fixed income, equities, multi-asset and ETF strategies, the firm is seeking an experienced Chief Investment Officer (CIO) to lead investment strategy, performance, and a team of approximately 50 professionals across investment, research, and trading functions.
Our client is seeking a driven and entrepreneurial professional to identify strategic partnerships, drive market expansion, and support new business initiatives across Hong Kong and international markets. Working closely with senior management and cross-functional teams, you will play a key role in accelerating the firm's growth and industry presence.
Our client is a well-known Investment Bank. Currently, they are seeking for an experienced Client Risk Analyst with first line risk exposure to join the team.
- Full Finance function, including Corporate Accounting, Fund Accounting, Taxation, Treasury, and Procurement across the group's holding company, employment companies, service companies, and core operating entities- Oversee all fund finance matters, including NAV oversight, capital activity, management and incentive fee flows, expense allocations, investor reporting support, and administrator oversight
Join a leading Investment Bank as Analyst to support the Equity Capital Markets (ECM) coverage operations.Candidates with relevant ECM internship experience would also be considered.
Join a fast-growing investment platform focused on global equities. This role offers exposure to fundamental research, financial modeling, industry analysis, and direct interaction with senior investment professionals. The successful candidate will play a key role in identifying investment opportunities, conducting due diligence, and supporting portfolio management activities across global markets.
As a Deputy Head of Trade Services in the financial services industry, you will play a key role in overseeing trade operations and ensuring efficient service delivery. This role is based in Hong Kong and focuses on supporting banking and financial services.
The successful candidate will work closely with Relationship Managers, Wealth Planning, Credit, Finance, IT and first-line control functions, with exposure across Hong Kong and Singapore and other regional markets.
Our client is currently looking for a Compliance Advisory (Project based), responsible for compliance advisory, monitoring, review surveillance task and handle SFC S181 / 182 requests. Candidate should have at least 2 years of working experience in professional practice and regulatory compliance field within private banking/ wealth management.
This role sits within the financial services industry focusing on overseeing third-party risk management and ensuring compliance with relevant regulations.
This role leads credit risk management for the consumer finance portfolio, balancing risk and return through portfolio oversight, policy development, and risk analytics. Oversees a team of professionals and partners with the business to support growth while maintaining strong risk controls.
This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.
Our client is currently looking for a Client Solution Associate Director with focus in managing APAC private banking client and assist relationship manager, prepare onboarding documents, client documentation checking with strong knowledge in Private banking markets. The successful candidate should have at least 8 years of working experience in KYC/ Client onboarding / ARM field within private banks or wealth management.
Join a leading financial services company in Hong Kong as an IPO Associate. This role focuses on accounting and finance expertise, offering a rewarding opportunity to contribute to high-profile projects.
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