Legal jobs in Banking & Financial Services

This role will play a key role in reviewing, negotiating, and managing legal documentation to support client onboarding and derivatives activities for APAC Wealth Management.

The Compliance Specialist role focuses on ensuring adherence to regulatory requirements and internal policies within the professional services industry. This position offers an excellent opportunity to contribute to compliance initiatives in one of the top US FI firm.

This role is hiring for an Assistant Compliance Manager for a leading insurance firm in Hong Kong.

The Compliance Associate will play a key role in ensuring regulatory adherence and supporting the legal & compliance department.

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

• Strong operational excellence in Business services (fund admin, co sec, trust)
• Set strategy, lead operations, drive efficiency, growth, governance, compliance globally.
• Partner with board, build leadership, optimize performance
• Prior experience working with Private Equity Fund

This role is responsible for identifying, monitoring and preventing AML and fraud risks across multiple banking products and platforms.

The Compliance Policy & Regulatory Affairs Manager will play a crucial role in ensuring adherence to regulatory requirements and maintaining robust compliance frameworks within the business.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

Our client is a top American Private Bank and they are looking for a Client Services Trainee to join their private wealth management division to handle account opening, KYC documentation and trade executions for Ultra High Net Worth clients. The candidate should have 1-2 years of working experience in client services, ARM, account opening, client onboarding for private banking/ corporate banking clients. Fresh graduates with relevant interns are welcomed.

We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments.

We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.

This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

Our client is a well-established investment bank. This role sits within the Client Account Maintenance function and supports the ongoing maintenance of client accounts in line with internal policies, global standards, and local regulatory requirements, working closely with Legal, Compliance, and Financial Crime teams.