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Manager/Senior Manager - Restricted Securities (Compliance)

International Permanent View Job Description
This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.
  • Support for career development and growth within the organisation.
  • Exposure to challenging and impactful projects

About Our Client

The client is a large, globally active investment organisation based in the Middle East, managing a diversified portfolio across asset classes and geographies. The platform is institutionally governed, with a strong emphasis on compliance, risk management and long‑term investment integrity.

Job Description

  • Act as a subject matter expert for restricted securities compliance within the compliance team
  • Manage and maintain restricted and watch lists related to direct investments and fund positions
  • Review investment transactions and proposals to ensure compliance with information‑barrier and MNPI policies
  • Advise investment professionals on wall‑crossing, pre‑clearance and handling of sensitive information
  • Partner with legal, risk and investment teams to ensure consistent application of compliance frameworks
  • Support the design, enhancement and implementation of restricted securities policies and controls
  • Maintain accurate records, reporting and documentation for restricted securities matters
  • Deliver guidance and training to investment teams on compliance obligations and best practices
  • Engage with external advisors, regulators and counterparties as required

The Successful Applicant

A successful Manager/Senior Manager - Restricted Securities should have:

  • 12-15 years' experience in compliance, regulatory advisory or risk management within asset management, investment banking, private markets or a comparable investment environment
  • Bachelor's degree in Law, Finance, Accounting, Business or a related discipline; professional compliance or legal qualifications are advantageous
  • Strong hands‑on experience managing restricted securities, information barriers and MNPI controls
  • Exposure to both direct investment structures and fund investments
  • Solid understanding of global regulatory standards and institutional compliance frameworks
  • Strong judgement, attention to detail and ability to operate effectively in a high‑governance environment
  • Confident stakeholder management skills, with the ability to engage credibly with senior investment professionals

What's on Offer

  • Exposure to challenging and impactful projects
  • Support for career development and growth within the organisation.



Contact
Gitika Aggarwal
Quote job ref
JN-012026-6929997
Phone number
+971 4 709 0324

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
International
Job Type:
Permanent
Consultant name
Gitika Aggarwal
Consultant phone
+971 4 709 0324
Job Reference
JN-012026-6929997

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.