Compliance Legal jobs in Hong Kong

We are looking for a Legal & Compliance Officer with prior experience working in the financial services industry.

We are looking for an Assistant Manager (Legal & Compliance) with strong experience in technology law and the regulatory requirements related to the industry.

Join a global commodities and energy trading company as Legal & Compliance Counsel, supporting commercial transactions, compliance, governance and QFI-related matters across APAC.

加入全球化得大宗商品及能源交易企业，负责亚太区商业合同、合规治理及QFI相关法律事务。该岗位将深度参与跨境业务，并作为新加坡股东平台QFI事务的重要法律联络人。

Our client is currently looking for a Compliance Advisory (Project based), responsible for compliance advisory, monitoring, review surveillance task and handle SFC S181 / 182 requests. Candidate should have at least 2 years of working experience in professional practice and regulatory compliance field within private banking/ wealth management.

As a Compliance Director in the Financial Services industry, based in Hong Kong, you will oversee compliance matters within the secondary market and ensure regulatory adherence.

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

我们受一家大型多元化集团委托，寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域，在全球多个市场持续拓展。

随着国际化战略的深化，公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策，是关键高管岗位之一。

An established financial institution is seeking an experienced professional to support governance, compliance oversight and business management activities within its private banking business. The role offers exposure to policy development, regulatory compliance, audit coordination, staff training and strategic initiatives.

As a Compliance Officer you will be responsible for all compliance related matters including review marketing materials, regulatory liaison, and business compliance advisory.

The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.

The Head of Financial Crime Compliance leads the bank'sAML, sanctions, fraud, and financial crime compliance framework, acting asMLRO and managing regulatory engagement, risk oversight, and FCC operations.

An established financial services organisation is seeking an experienced professional to support governance, transaction oversight and business risk management activities. The role partners with senior stakeholders to enhance processes, maintain regulatory standards and support the delivery of complex transactions.

This senior leadership role is responsible for overseeing compliance, AML, and enterprise risk management within a cross-border payments environment. The successful candidate will lead regulatory compliance initiatives, strengthen risk frameworks, and enhance monitoring and control capabilities across multiple jurisdictions.

This role provides compliance advisory support to the Global Markets business, covering product reviews, regulatory compliance, and stakeholder engagement. It is ideal for a compliance professional with Global Markets knowledge and experience managing regulatory risks in a banking environment.

This Financial Crime legal counsel role sits within the regional financial crimes legal function, advising on AML, anti-bribery and corruption, sanctions, and broader regulatory matters across Asia business lines. The position focuses on transactional advisory, regulatory interpretation, and stakeholder engagement, requiring strong legal expertise alongside the ability to support business strategy and risk management.

Our client is currently looking for a Fraud Operation Officer with focus in fraud operation, AML review and investigation for corporate and individual clients.

• Strong operational excellence in Business services (fund admin, co sec, trust)
• Set strategy, lead operations, drive efficiency, growth, governance, compliance globally.
• Partner with board, build leadership, optimize performance
• Prior experience working with Private Equity Fund

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.

As a Vice President, Legal Counsel, based in Hong Kong, you will provide legal expertise to support the Bank's Equities business, particularly with respect to the Prime Brokerage business. This role focuses on advising on legal matters, ensuring compliance, and managing legal risks associated with prime brokerage operations.

An exciting opportunity to join a regulated investment management firm as a Senior Product Manager, leading product development, fund launches, product governance, and marketing initiatives across multiple jurisdictions. The role will work closely with investment, legal, compliance, risk, operations, and external partners to drive product strategy, regulatory alignment, and brand positioning

As a Legal Counsel in the financial services industry, you will provide legal support and expertise to ensure compliance and manage legal risks. This permanent role offers an opportunity to contribute to critical decision-making processes and support the legal department.

Responsible for overseeing a portfolio of listed issuers, providing expert guidance on Listing Rules compliance, addressing complex regulatory, accounting, legal, and corporate governance matters, identify emerging market trends and risks, drive regulatory and operational improvement initiatives.

Our client is a well-established investment bank. This role sits within the Client Account Maintenance function and supports the ongoing maintenance of client accounts in line with internal policies, global standards, and local regulatory requirements, working closely with Legal, Compliance, and Financial Crime teams.