Compliance Legal jobs in Hong Kong

Provide expert legal advice on trade compliance, including export controls, sanctions, and customs regulations, ensuring alignment with U.S. and EU laws. Collaborate with business teams to interpret regulatory requirements and mitigate compliance risks across global operations.

We are hiring a legal & compliance professional to join a global financial institution.

This role is a critical position within the Legal & Compliance Department of a thriving business services company, focusing on maintaining compliance and mitigating risks.

Legal and Compliance Counsel - Regional Opening

This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role will be the MIC of Compliance and AML.

The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance.

Our client is a top American Investment/ Private Bank and they are looking for a KYC Analyst to join their Institutional Equity Division to handle KYC/ AML, client onboarding, periodic review, trigger event for investment banking/ institutional clients. The candidate should have 3-5 years of working experience in AML, KYC/CDD, account opening for investment banking/ institutional/ corporate/ commercial/ private banking clients within international banks.

This role will report directly to the HK and China Head of Compliance whilst working with several colleagues in other jurisdictions. This role will be responsible for all business and investment compliance matters.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 3-5 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.

This position, SVP, Central Compliance involves ensuring the company's compliance with all relevant regulatory requirements with the SFC and HKEx. The role is based in Hong Kong, in the financial services industry, within the Compliance department.

This position seeks a Compliance Manager (Associate) with expertise in the banking industry focusing on regulatory compliance duties. The ideal candidate will possess a strong understanding of financial regulations and a track record of promoting ethical and compliant business operations.

We are seeking a diligent and detail-oriented CDD Officer to join a global platform in Hong Kong.

A Client Onboarding Analyst role has opened up in a Swiss Private Bank. This role will assist Client Documentation team to handle name screening, data capture, client documentation review for private banking clients. The candidate should have 2-5 years of working experience in client onboarding, account opening, name screening, client documentation review, data entry for PB/HNW clients within private banking, immediately available candidates preferred.

Our client is a top American Investment/ Private Bank and they are currently looking for a Compliance Analyst/ KYC Analyst to join the Global Financial Crimes PWM business to handle KYC/ CDD, client onboarding, SOW, review high risk client profiles, SOW corroboration and provide AML advisory. The candidate should have at least 2 years of working experience in KYC/ CDD, client onboarding, SOW, compliance within private banking industry.

We are seeking a detail-oriented Compliance Associate / Manager to join our team. The successful candidate will be responsible for all compliance matters including AML and regulatory compliance matters.

Our client is a top American Investment Bank and they are looking for an EDD Analyst to join the Institutional Securities Group Enhanced Due Diligence team under Global Financial Crimes department to handle EDD, financial crime risk assessment, AML review and screening for high risk institutional customers. The candidate should have 1-2 years of working experience in EDD, KYC/ CDD, AML review for FI clients within investment banking/ financial institutions.

Senior Compliance Manager - MSO licensed firm, Welcome Big4

Senior Compliance Officer - Large Chinese Firm, SFC 149

Our client is a top American Investment Bank and they are looking for Client Services Trainee to join the private wealth management division to handle account opening, KYC documentation and trade executions for Ultra High Net Worth clients. The candidate should have 1-2 years of working experience in ARM/ account opening/ client onboarding for private/ corporate banking clients. Fresh graduates are welcomed.

Seeking a dedicated AML Advisory Team Head to lead their AML advisory team whilst managing a small team. The role requires expertise in managing compliance risks, advising on AML/CFT matters, and delivering effective solutions.

Our client is one of the largest US investment banks that mainly provides investment and wealth management services. The department is currently looking for an AML Monitoring Analyst to handle private wealth management and securities group client with focus in AML screening, monitoring and investigation. The successful candidate should have relevant of working experience in AML/ fraud sector within banking industry.

Our client is a top American Investment Bank and they are currently looking for a Alert Screening Associate to join the International Global Financial Crimes Investigations team to handle alert screening, adverse media reviews, sanctions reviews and transaction monitoring. The candidate should have 2-3 years of working experience in alert screening investigations, adverse media review within investment banking/ private banking/ private wealth management.

Our client is a top Japanese investment bank and securities firm. They are looking for an Onboarding Associate to join the Onboarding team to handle client onboarding, client facing duties for FI, institutional/ corporate clients in HK and SG markets. The candidate should have 3-5 years of experience in client onboarding/ client servicing within international corporate investment bank/ securities firm/ brokerage firm.

We are seeking a motivated and vigilant Compliance Team Head/ Head of Compliance to oversee and manage compliance issues within our organization, ensuring that our company, staff, and clients are complying with internal policies and regulations.

Our client is a top Japanese investment bank and securities firm. They are looking for a KYC/CDD Associate to join the KYC team to handle KYC onboarding, periodic review and screening for FI, institutional and corporate clients in HK & SG markets. The candidate should have at least 3 years of working experience in KYC/ CDD, onboarding, periodic review, screening for FI clients at international corporate investment bank/ securities firm/ brokerage firm.

This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.

We are working with a newly established family office who are hiring an in-house Legal & Compliance professional to join their growing team.