Compliance Legal jobs in Hong Kong

This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role will be the MIC of Compliance and AML.

We are seeking a Legal & Compliance Director with a global perspective, based in Hong Kong. This role will focus on assessing the impact of U.S. export control regulations on the company's international operations and implementing the internal compliance systems with a proactive, preventative mindset.

This role leads initiatives to ensure regulatory compliance among market participants through inspections, data analysis, and stakeholder engagement. The role combines enforcement oversight with policy development, education, and collaboration with local and cross-boundary regulators to uphold market integrity.

Our client is a top American Investment/ Private Bank and they are looking for a KYC Analyst to join their Institutional Equity Division to handle KYC/ AML, client onboarding, periodic review, trigger event for investment banking/ institutional clients. The candidate should have 3-5 years of working experience in AML, KYC/CDD, account opening for investment banking/ institutional/ corporate/ commercial clients within international banks.

My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate global regulations and support product innovation across Hong Kong, Singapore, and the U.S.

Our client is a top American Investment/ Private Bank and they are currently looking for a SOW Associate to handle source of wealth SOW corroboration and review, account profile analysis and KYC periodic review. The candidate should have 3-5 years of working experience in SOW narratives and corroboration review and analysis or account profile analysis with international private banking industry.

As Vice President of Licensing and Regulatory Affairs within the Compliance Department in Hong Kong, you'll lead strategic licensing initiatives and regulatory tracking across both institutional and individual levels. This role demands seasoned expertise in compliance, strong stakeholder engagement, and a commitment to building a culture of ethics and accountability.

Our client is a top American Investment/ Private Bank and they are currently looking for a KYC Review Analyst to join their PWM account management team to handle KYC review, PEP/ EDD review, documentation review and account maintenance for HNW clients. The candidate should have 3-6 years of working experience in KYC periodic review, PEP/ EDD review, documentation review or account maintenance for HNW clients within private banking.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 3-5 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.

Our client is a top American Private Bank and they are looking for a Quality Assurance Analyst/ Associate to join their PWM Account Management project team to handle quality assurance testing/ compliance testing, validate and summarize QA results and thematic reviews. The candidate should have 2-4 years of working experience in quality assurance testing/ compliance testing/ compliance monitoring / audit / consulting within big 4 or private banking industry.

The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance.

As the Head of AML, you will lead and manage the entire AML department across different AML functions. This role will be the AML 72B with the regulator.

As a Business Compliance Officer, you will ensure adherence to regulatory requirements and internal policies within the fintech industry. This role is based in HK and you will be the main contact person for compliance related projects between different teams within compliance.

This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

Our client is a top American Investment Bank and they are looking for a Client Services Associate to join their private wealth management division to handle client services, account opening, KYC documentation and trade executions for Chinese Ultra High Net Worth clients. The candidate should have 3-5 years of working experience in client servicing/ ARM/ account opening/ KYC documentation for UHNW, private banking/ institutional/ corporate banking clients.

We are looking for a mid-level compliance professional who has experience working in a law firm or professional firm environment.

We are seeking a detail-oriented Compliance Associate / Manager to join our team. The successful candidate will be responsible for all compliance matters including AML and regulatory compliance matters.

Senior Compliance Officer - Large Chinese Firm, SFC 149

This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.

As a Legal Executive in the financial services industry, your role will focus on providing essential corporate secretarial support and ensuring compliance with legal requirements. This position is based in Hong Kong and offers a rewarding opportunity to work in a fast-paced and professional environment.