- Regional exposure with MNC
- Work with a team of lawyers with leadership responsibility
- Sizable global business
- Team support
This is a great opportunity for a funds paralegal to progress their career in a large financial institution, gaining new exposure to compliance and regulatory matters.
- Must have funds experience
- Law firm background preferred
A leading securities firm is seeking a junior legal & compliance officer to join their stable team.
- Junior-mid level role
- 2-3 years of SFC experience
A growing financial institution in Hong Kong is currently seeking a Legal & Compliance Officer to handle regulatory compliance and commercial legal matters.
- International Financial Services Business
- Regulatory Compliance (Offshore)
Rare in-house opportunity calling for legal expertise with prior legal and compliance exposure!
- Growing industry
- Contracts management
Become an integral part of the Asia PWM and Client Protection Compliance team as well as the broader Global PWM Compliance team.
- Foreign Bank
- Global Team
Exiting opportunity to join to take on a senior role in a global bank.
- Head role
- Multicultural environment
Senior role focusing on Money Laundering Risk (including Counter-Terrorist Financing and Sanction risk), Fraud, Internal Fraud, Security and related reputational risk (together "FCC Risk") and to ensure a swift and effective detection of money laundering activities.
- Broad scope
- Team of 7
Exciting newly created role in a Global Company Services provider.
- Regional Exposure
- Newly created role
Key role in the implementation of the APAC Compliance Monitoring Program of the Bank. Standalone role offering exciting career progression opportunities as well as the chance to grow your own team over time.
- APAC exposure
- Lead role - VP
Exciting opportunity to join a well established team of top-tier professionals.
- Exciting opportunity
- Broad exposure to a variety of work and projects
This role is cross functional aiding the Deals and Finance teams. This is to support the CCO and will also look at the critical deal due diligence.
- Reputable VC firm
- New Hire
Our client a major international banking organisations is looking for a Regulatory Compliance specialist to join the team on a yearlong contract.
- Global Banking Organisation
- Regulatory Compliance
Our client is currently looking for AML (Anti-Money Laundering) Officers with high calibre to join their business. The ideal candidate will have at least 1 year of AML investigations experience in the banking industry.
- International and fun work culture
- Excellent salary and benefit package
On-boarding and AML transactions monitoring role in prominent brokerage house
- Internal career progression
- Attractive package Attractive package
Compliance and research
This role will support and assist their investment banking business in compliance related matters. You will work with several colleagues and report directly to the line manager.
- exciting new opportunity !
- largest chinese based investment bank !
Our client is a well-established institution with wide ranges of business including entertainment and charity. They are now looking for an Analyst with at least 2-years AML experience to join them.
- Stable Culture
- Excellent Reputation
RO role responsible for overseeing all type 1&6 licensed activities
- SFC license applications experience
- Securities firm/ IB work experience
Our client is a top Spanish bank and they are currently looking for a role of KYC/AML Analyst to join the client lifecycle management and compliance team under COO office to handle KYC, AML, client onboarding and client lifecycle management for corporate clients for HK branch. The candidate should have at least 2-3 years of working experience in KYC, AML, client onboarding and general compliance within corporate banking.
- International working environment
- Personal and professional development