Compliance Legal jobs in Hong Kong

The Legal Compliance Manager role in the professional services industry requires expertise in regulatory frameworks and compliance strategies. This position involves ensuring adherence to legal and internal policies in a dynamic and fast-paced environment.

This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role will be the MIC of Compliance and AML.

We are seeking a Legal & Compliance Director with a global perspective, based in Hong Kong. This role will focus on assessing the impact of U.S. export control regulations on the company's international operations and implementing the internal compliance systems with a proactive, preventative mindset.

Our client is a top American Investment/ Private Bank and they are looking for a KYC Analyst to join their Institutional Equity Division to handle KYC/ AML, client onboarding, periodic review, trigger event for investment banking/ institutional clients. The candidate should have 3-5 years of working experience in AML, KYC/CDD, account opening for investment banking/ institutional/ corporate/ commercial clients within international banks.

Our client is a top American Investment/ Private Bank and they are currently looking for a SOW Associate to handle source of wealth SOW corroboration and review, account profile analysis and KYC periodic review. The candidate should have 3-5 years of working experience in SOW narratives and corroboration review and analysis or account profile analysis with international private banking industry.

This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

As a Senior Analyst - TM & Name Screening, you will play a critical role in managing transaction monitoring and name screening processes. This position in the financial services industry requires a detail-oriented professional with a focus on risk and compliance.

Our client is a top American Investment Bank and they are looking for a Client Services Associate to join their private wealth management division to handle client services, account opening, KYC documentation and trade executions for Chinese Ultra High Net Worth clients. The candidate should have 3-5 years of working experience in client servicing/ ARM/ account opening/ KYC documentation for UHNW, private banking/ institutional/ corporate banking clients.

We are looking for a mid-level compliance professional who has experience working in a law firm or professional firm environment.

The Investment & Insurance Compliance Manager is responsible for providing business advisory to their I&I business with a stronger focus on distribution of insurance products. This role will report directly to their Head of Regulatory Compliance.

This role will report directly to the HK and China Head of Compliance whilst working with several colleagues in other jurisdictions. This role will be responsible for all business and investment compliance matters.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 3-5 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.

This position, SVP, Central Compliance involves ensuring the company's compliance with all relevant regulatory requirements with the SFC and HKEx. The role is based in Hong Kong, in the financial services industry, within the Compliance department.

This position seeks a Compliance Manager (Associate) with expertise in the banking industry focusing on regulatory compliance duties. The ideal candidate will possess a strong understanding of financial regulations and a track record of promoting ethical and compliant business operations.

We are seeking a detail-oriented Compliance Associate / Manager to join our team. The successful candidate will be responsible for all compliance matters including AML and regulatory compliance matters.

Senior Compliance Officer - Large Chinese Firm, SFC 149

Our client is a top American Investment Bank and they are looking for Client Services Trainee to join the private wealth management division to handle account opening, KYC documentation and trade executions for Ultra High Net Worth clients. The candidate should have 1-2 years of working experience in ARM/ account opening/ client onboarding for private/ corporate banking clients. Fresh graduates are welcomed.

Our client is one of the largest US investment banks that mainly provides investment and wealth management services. The department is currently looking for an AML Monitoring Analyst to handle private wealth management and securities group client with focus in AML screening, monitoring and investigation. The successful candidate should have relevant of working experience in AML/ fraud sector within banking industry.

This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.