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A well-established SFC 1,4,9 licensed investment management firm is seeking a Compliance Officer to support regulatory compliance, governance, and risk management activities. The role offers a wide range of responsibilities spanning AML, licensing, monitoring, advisory support, and regulatory engagement
The Compliance Officer will support their Chief Compliance Officer (CCO) across a broad range of compliance, regulatory, and governance activities.
To manage collateral and client reporting processes within the financial services sector.
Join a leading Investment Bank as Analyst to support the Equity Capital Markets (ECM) coverage operations.Candidates with relevant ECM internship experience would also be considered.
Act as a Responsible Officer (RO) for an SFC Type 1&9 licensed corporation, ensuring compliance with SFC regulatory requirements and overseeing asset management activities. Provide regulatory oversight and governance support, including compliance monitoring, internal controls, risk management, and policy implementation for SFC Type 9 Asset Management Startup.
An established wealth management platform is seeking a seasoned investment professional to join its Product Management team. This role will act as the key subject matter expert for mutual funds and alternative investments, partnering closely with frontline relationship managers and investment advisors to drive product penetration, enhance client engagement, and support business growth.
As a Senior Risk & Compliance Lawyer, you will be responsible for overseeing and managing risk and compliance matters within the legal department. Based in Hong Kong, this role focuses on ensuring adherence to regulations and best practices.
The Investor Relations (Product Solutions) role in Hong Kong focuses on managing investor relations projects to ensure effective communication and engagement.
Our client is a leading Private Bank serving high-net-worth and ultra-high-net-worth clients across the region. They are seeking an experienced investment professional to provide holistic portfolio advisory and investment solutions to private banking clients.
An exciting opportunity for a junior to mid level legal professional to support a growing financial services business across commercial, financing, and regulatory matters. The role offers exposure to product development, cross-border transactions, corporate affairs, and strategic business initiatives.
Our client is a well-established investment platform with a strong quantitative investment focus and a global multi-asset mandate. The firm operates a licensed investment management platform in Hong Kong and adopts a hybrid approach combining systematic and discretionary investment strategies across global markets. The team is actively expanding its quantitative investment capabilities across equities, digital assets, and alternative trading strategies.
Our client is one of Hong Kong's prominent families, and they are seeking an Investment Advisor / Gatekeeper to provide tailored financial guidance and act as a trusted partner in managing and growing the family's wealth. The role involves assessing financial needs, developing investment strategies, overseeing portfolios, and supporting long‑term wealth, trust, and estate planning.
A leading European bank is hiring an Associate, Middle Office.
Our client is currently looking for a Senior Fraud Operation Analyst to be responsible for fraud operation, identify fraud risk and investigation, the successful candidate should have at least 5 years of working experience in fraud operation within retail or commercial bank sector.
As an Records & Information Management Specialist in the professional services industry, based in Hong Kong, you will play a key role in managing and maintaining the organisation's records and information systems. This permanent role combines a focus on technology with records management to ensure compliance and operational efficiency.
Our client is currently looking for a Client Data Officer with focus in client static data management, new account set up, banking system operation and compliance review for private banking clients, the successful candidate should have 3 to 4 years of working experience within private banking operation area.
As part of its continued expansion, the firm is looking to hire an experienced China A-Share Portfolio Manager to manage a dedicated discretionary mandate for their large overseas sovereign institutional client.
Our client is a well-established institutional asset management platform with a growing investment team in Hong Kong. They are seeking an Equity Research Analyst/ VP to focus on the Greater China Technology sector, supporting portfolio managers through in-depth fundamental research and idea generation.
Client service-focused role supporting clients with trade-related inquiries, account issues, and platform support across multiple asset classes.
Our client is a well-known Investment Bank. Currently, they are seeking for an experienced Client Risk Analyst with first line risk exposure to join the team.
- Full Finance function, including Corporate Accounting, Fund Accounting, Taxation, Treasury, and Procurement across the group's holding company, employment companies, service companies, and core operating entities- Oversee all fund finance matters, including NAV oversight, capital activity, management and incentive fee flows, expense allocations, investor reporting support, and administrator oversight
The VP, Client On-boarding KYC/AML (Operations) will be responsible for overseeing client on-boarding processes and ensuring compliance with KYC and AML regulations within the banking and financial services sector.
Manage and grow relationships with global corporate clients by delivering tailored banking solutions across lending, capital markets, transaction banking, treasury, and structured finance products, while driving revenue growth and portfolio profitability. Lead client coverage, business development, and transaction execution activities, working closely with internal parties to provide integrated banking solutions and manage credit and risk-related matters.
This role requires a professional with a strong background in financial services to oversee and manage branch operations.
Our client is a growing asset management platform across Hong Kong, Singapore, and Australia, specializing in alternative income and fixed income solutions for HNWI clients. The firm is expanding its distribution team and offers strong fundraising and business development opportunities.
- Familiar with fundraising in venture capital - Establish and maintain robust collaborations with the ecosystem strategic partners, sponsors, investors, and other relevant stakeholders.
As a Principal, you will lead full cycle of investments to drive growth and success.
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