Legal jobs in Financial Services

An established financial services organisation is seeking a Legal Counsel to provide legal and regulatory support across a range of business activities. The role offers exposure to commercial, regulatory and contentious matters while partnering closely with business stakeholders and senior management.

The Legal & Compliance Specialist will focus on ensuring compliance, managing legal risks, and supporting the organisation's legal operations.

An established financial institution is seeking a Legal Manager to provide commercially focused legal support across a wide range of business activities. The role offers exposure to advisory work, contract negotiations, dispute management and regulatory matters within a dynamic environment.

This role provides legal advice and support across a wide range of banking products, transactions and regulatory matters. The successful candidate will work closely with business stakeholders, external counsel and senior management to manage legal risk and support business growth.

An exclusive and confidential opportunity for an experienced legal and compliance leader to head both functions within a sophisticated investment platform. The role offers broad exposure across private equity, fund investments, regulatory matters, corporate governance and strategic business initiatives.

A leading financial institution is seeking a Senior Legal Counsel to support its corporate banking division, with a particular focus on custody-related products and services. The role will provide legal advice across business initiatives, regulatory matters and commercial arrangements while partnering closely with senior stakeholders.

The Legal Director role focuses on providing expert legal advice and support within the financial service organisation. The position involves ensuring compliance with relevant laws and regulations while supporting the legal department's daily operations.

We are looking for an Assistant Manager (Legal & Compliance) with strong experience in technology law and the regulatory requirements related to the industry.

This opportunity is with a well-established, large organization in the financial services industry. The company is known for its professional work culture and commitment to operational excellence, providing employees with a supportive and structured working environment.

作为法务合规负责人，您将全面负责人民币基金及美元基金的法律与合规事务，覆盖基金设立、募资、投资、投后管理及持续合规运营全流程。

您将与投资团队紧密合作，为AI、数字经济、文化消费及科技创新领域的投资项目提供法律支持，并推动基金管理平台内控及风险管理体系建设。

工作地：上海

This is a leadership role focusing on business compliance advisory for global markets. The products include fixed income, structured products, equities, wealth management, securities, and asset management.

This role will lead the retail banking compliance team whilst providing business advisory for their retail banking business. This person will also be responsible for senior stakeholder management.

This role will focus on a well rounded compliance role for a well known securities firm. This permanent position requires expertise in regulatory frameworks and compliance practices to ensure organisational adherence to relevant standards.

Our client is currently looking for a Senior Fraud Operation Analyst to be responsible for fraud operation, identify fraud risk and investigation, the successful candidate should have at least 5 years of working experience in fraud operation within retail or commercial bank sector.

Our client is currently looking for a Compliance Advisory (Project based), responsible for compliance advisory, monitoring, review surveillance task and handle SFC S181 / 182 requests. Candidate should have at least 2 years of working experience in professional practice and regulatory compliance field within private banking/ wealth management.

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.

An established financial services organisation is seeking an experienced professional to support governance, transaction oversight and business risk management activities. The role partners with senior stakeholders to enhance processes, maintain regulatory standards and support the delivery of complex transactions.

This role provides compliance advisory support to the Global Markets business, covering product reviews, regulatory compliance, and stakeholder engagement. It is ideal for a compliance professional with Global Markets knowledge and experience managing regulatory risks in a banking environment.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

An exciting opportunity to join a regulated investment management firm as a Senior Product Manager, leading product development, fund launches, product governance, and marketing initiatives across multiple jurisdictions. The role will work closely with investment, legal, compliance, risk, operations, and external partners to drive product strategy, regulatory alignment, and brand positioning