Legal jobs in Financial Services

Legal Counsel - Asset Management Firm

This opportunity is a well-established Investment Bank, known for its global presence. As a Legal Structurer, you will play a key role in providing legal structuring expertise within derivatives structured products.The ideal candidate should have at least 1 year of in-houses experience in Banking.

This is an excellent opportunity for an experienced legal professional to join the financial services industry, supporting and advising on legal matters. The role requires a candidate with a solid background in handling PE funds and M&A work.

This role focuses on enforcing trading rules and conducting inspections to uphold market integrity across cash and derivatives markets. It also involves stakeholder engagement, data analysis, and supporting cross-border regulatory collaboration.

This is a senior compliance role at a Chinese based fintech firm, where you'll provide regulatory guidance across trading, product, and cross-border activities. You'll act as the key liaison with the SFC, monitor regulatory changes, and collaborate with internal teams to ensure robust compliance frameworks.

As the Head of AML, you will lead and manage the entire AML department across different AML functions. This role will be the AML 72B with the regulator.

This role involves providing compliance guidance across front, middle, and back office functions, managing regulatory inquiries, and supporting AML/CFT efforts and internal investigations. It requires strong knowledge of SFC regulations, securities products, and experience in general compliance within a bilingual, fast-paced financial environment.

This role involves monitoring and investigating client trading activities to detect potential market abuse, using surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control assessments, and supporting internal and external risk-related communications.

We are looking for an experienced Trust Manager to join a long-established financial services group in Hong Kong.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 3-5 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.

Our client is a top American Investment/ Private Bank and they are currently looking for a KYC Review Analyst to join their PWM account management team to handle KYC review, PEP/ EDD review, documentation review and account maintenance for HNW clients. The candidate should have 3-6 years of working experience in KYC periodic review, PEP/ EDD review, documentation review or account maintenance for HNW clients within private banking.

This role involves managing regulatory compliance across multiple jurisdictions, including trade surveillance, policy maintenance, broker onboarding, and reporting to senior management and regulators. The ideal candidate will have over 7 years of buy-side experience, strong knowledge of global financial regulations, and fluency in English and Mandarin.

Focused on financial crime compliance and transaction monitoring within a legal and compliance team. The position involves investigating suspicious transactions, conducting AML screening, and supporting reporting and ad hoc compliance projects.

This position provides strategic compliance guidance across my client's retail and institutional brokerage and global markets businesses. It involves advising on regulatory trends, shaping product compliance, enhancing internal controls, and leading AML/CFT efforts.

This role leads their compliance strategy for their Asia Pacific offices, overseeing regulatory, marketing, and deal-related compliance across Hong Kong, Singapore, and Australia. It offers global exposure, high-level stakeholder engagement, and the opportunity to shape compliance frameworks for one of the world's top private markets firms.

My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate global regulations and support product innovation across Hong Kong, Singapore, and the U.S.

Our client is a top Japanese investment bank and securities firm. They are currently looking for a KYC/CDD Associate to join the KYC team to handle KYC/ CDD, periodic review and screening for FI, institutional and corporate clients in HK & SG markets. The candidate should have at least 3-5 years of working experience in KYC/ CDD, periodic review, screening for FI clients within international corporate investment bank/ securities firm/ brokerage firm.

Our client is a top international Corporate and Investment bank, they are looking for a Compliance Associate to join the AML team to handle financial crime risk assessment, periodic review, EDD, regulatory compliance review for corporate/ FI clients. The candidate should have 4-5 years of working experience in KYC/ AML, compliance, periodic review, financial crime risk assessment for corporate/ FI clients within international banks/ financial institutions.

Our client is one of the top leading Hong Kong banks that serves for over 3.5 million customers worldwide with over 80 years of history, they are currently looking for a role of Fraud Management Manager to handle fraud and project management. Candidate should have at least 3 years of working experience in fraud and project management field under banking or FI sector.

This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

Our client is a top American Investment Bank and they are looking for a Client Services Associate to join their private wealth management division to handle client services, account opening, KYC documentation and trade executions for Chinese Ultra High Net Worth clients. The candidate should have 3-5 years of working experience in client servicing/ ARM/ account opening/ KYC documentation for UHNW, private banking/ institutional/ corporate banking clients.

A Documentation Coordinator role has opened up in a top European FI firm. This exciting role is going to join the commercial team to coordinate legal documentation signing with clients and internal stakeholders and to maintain accurate filing systems for a banking project. The candidate should have 2+ years of working experience in legal documentation coordination/ documentation checking/ paralegal related work within banking industry.

The Country Head will spearhead the strategic, commercial, and operational leadership of the business in-country. This executive will oversee sales, trading, operations, logistics, warehousing, finance, and legal functions, driving sustainable growth and market leadership.