Legal jobs in Financial Services

Legal Counsel - Asset Management Firm

This is an excellent opportunity for an experienced legal professional to join the financial services industry, supporting and advising on legal matters. The role requires a candidate with a solid background in handling PE funds and M&A work.

As a Paralegal, you will provide essential legal support within the team, gaining exposure in commercial and funds-related work.

Our client is a top Japanese investment bank and securities firm. They are currently looking for a KYC/CDD Associate to join the KYC team to handle KYC/ CDD, periodic review and screening for FI, institutional and corporate clients in HK & SG markets. The candidate should have at least 3-5 years of working experience in KYC/ CDD, periodic review, screening for FI clients within international corporate investment bank/ securities firm/ brokerage firm.

We are looking for an experienced Trust Manager to join a long-established financial services group in Hong Kong.

Our client is a top international Corporate and Investment bank, they are looking for a Compliance Associate to join the AML team to handle financial crime risk assessment, periodic review, EDD, regulatory compliance review for corporate/ FI clients. The candidate should have 4-5 years of working experience in KYC/ AML, compliance, periodic review, financial crime risk assessment for corporate/ FI clients within international banks/ financial institutions.

This senior leadership role will oversee compliance, financial crime, and conduct risk for their private banking and wealth management business in Hong Kong. The position demands strategic advisory, stakeholder engagement, and proactive risk mitigation to support sustainable business growth and uphold the bank's conduct principles.

This role leads initiatives to ensure regulatory compliance among market participants through inspections, data analysis, and stakeholder engagement. The role combines enforcement oversight with policy development, education, and collaboration with local and cross-boundary regulators to uphold market integrity.

My client is seeking a seasoned MLRO and Compliance Officer in Hong Kong to lead AML/CTF and sanctions oversight for its money lending business. The role involves regulatory engagement, risk assessment, and cross-functional collaboration to ensure robust financial crime compliance across fintech and payment operations.

Our client is one of the top leading Hong Kong banks that serves for over 3.5 million customers worldwide with over 80 years of history, they are currently looking for a role of Fraud Management Manager to handle fraud and project management. Candidate should have at least 3 years of working experience in fraud and project management field under banking or FI sector.

Our client is a top American Investment/ Private Bank and they are looking for a KYC Analyst to join their Institutional Equity Division to handle KYC/ AML, client onboarding, periodic review, trigger event for investment banking/ institutional clients. The candidate should have 3-5 years of working experience in AML, KYC/CDD, account opening for investment banking/ institutional/ corporate/ commercial clients within international banks.

My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate global regulations and support product innovation across Hong Kong, Singapore, and the U.S.

Our client is a top American Investment/ Private Bank and they are currently looking for a SOW Associate to handle source of wealth SOW corroboration and review, account profile analysis and KYC periodic review. The candidate should have 3-5 years of working experience in SOW narratives and corroboration review and analysis or account profile analysis with international private banking industry.

As Vice President of Licensing and Regulatory Affairs within the Compliance Department in Hong Kong, you'll lead strategic licensing initiatives and regulatory tracking across both institutional and individual levels. This role demands seasoned expertise in compliance, strong stakeholder engagement, and a commitment to building a culture of ethics and accountability.

Our client is a top American Investment/ Private Bank and they are currently looking for a KYC Review Analyst to join their PWM account management team to handle KYC review, PEP/ EDD review, documentation review and account maintenance for HNW clients. The candidate should have 3-6 years of working experience in KYC periodic review, PEP/ EDD review, documentation review or account maintenance for HNW clients within private banking.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 3-5 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.

This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

Our client is a top American Investment Bank and they are looking for a Client Services Associate to join their private wealth management division to handle client services, account opening, KYC documentation and trade executions for Chinese Ultra High Net Worth clients. The candidate should have 3-5 years of working experience in client servicing/ ARM/ account opening/ KYC documentation for UHNW, private banking/ institutional/ corporate banking clients.

This role will report directly to their CEO whilst working in a standalone compliance role. This role will be responsible for all compliance matters with a strong focus on mutual funds-public funds side.

The Country Head will spearhead the strategic, commercial, and operational leadership of the business in-country. This executive will oversee sales, trading, operations, logistics, warehousing, finance, and legal functions, driving sustainable growth and market leadership.