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Head of Risk Management (IT/Cyber Risk) - Banking Industry
If you have at least 6 years of experience in IT audit or cyber security and are interested in joining a global sizeable firm, this is the job.
The position involves managing electronic trading operations, ensuring compliance with error trade policies, dynamic price bands, and regulatory requirements. It also includes incident management, stakeholder support, system monitoring, and contributing to platform enhancements through projects and testing.
Our client is currently looking for a Licensing Associate involves managing licensing processes for SFC and HKMA regulated entities, advising on registration matters, and coordinating with global and regional teams to ensure regulatory compliance across jurisdictions. It requires strong knowledge of Hong Kong licensing regimes, excellent communication and organisational skills with 4 years up of working experience in relevant field.
We are seeking an experienced and driven Fixed Income Research Analyst to join our steadily growing investment team in Hong Kong. This is a unique opportunity to contribute to one of China's leading mutual fund houses, known for its disciplined investment approach and strong cross-border presence.
This role supports the Hong Kong Compliance team in ensuring adherence to local and international financial crime regulations, including AML, sanctions, and tax compliance. It involves overseeing client on boarding, conducting due diligence, managing risk controls, and contributing to policy development and governance.
As an Associate in Business Management within the Financial Services industry, you will need to support strategic planning, business operations, and project coordination across the organization. It offers an excellent opportunity for young professionals to gain hands-on experience in a dynamic financial environment.
This role focuses on enforcing trading rules and conducting inspections to uphold market integrity across cash and derivatives markets. It also involves stakeholder engagement, data analysis, and supporting cross-border regulatory collaboration.
This role involves providing compliance guidance across front, middle, and back office functions, managing regulatory inquiries, and supporting AML/CFT efforts and internal investigations. It requires strong knowledge of SFC regulations, securities products, and experience in general compliance within a bilingual, fast-paced financial environment.
This role supports the Department Head in overseeing daily banking operations, coordinating cross-departmental projects, and ensuring smooth implementation of new systems and products. It also involves enhancing operational efficiency, maintaining compliance, and managing stakeholder communications and administrative tasks.
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate global regulations and support product innovation across Hong Kong, Singapore, and the U.S.
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