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Head of Compliance - Multi - Asset Trading Platform

Hong Kong Permanent HK$1,500,000 - HK$2,500,000 per year View Job Description
A senior compliance leadership role overseeing regulatory compliance, AML, and governance for a global multi - asset trading platform. The position partners with senior management to manage regulatory risk and support business growth.
  • Lead the compliance and AML function !
  • Multiple jurisdiction and regulator exposure !

About Our Client

My client is a global FX/CFD brokerage firm offering multi-asset trading products and operating in a regulated financial services environment with a strong focus on compliance, AML, and business growth.

Job Description

As the Head of Compliance, your main responsibilities will include:

    • Lead the firm's compliance framework and manage regulatory relationships, licensing, filings, and audits.
    • Oversee AML/CFT programmes, KYC/CDD processes, risk assessments, and suspicious activity reporting.
    • Manage client onboarding and monitor trading activity for market abuse, toxic flow, and other compliance risks.
    • Provide compliance advice on new products, business initiatives, marketing materials, and customer communications.
    • Develop and maintain compliance policies, controls, monitoring programmes, and internal governance frameworks.
    • Support data privacy, regulatory governance, audit activities, and remediation of compliance findings



The Successful Applicant

A successful Head of Compliance should have:

  • Bachelor Degree
  • 5-10+ years of compliance experience within FX/CFD brokerages, trading platforms, fintech, or regulated digital asset businesses.
  • Strong knowledge of regulatory compliance, AML/CFT requirements, client onboarding, transaction monitoring, and trading surveillance.
  • Experience serving as a Compliance Officer, MLRO, or Deputy MLRO, with exposure to regulators such as MAS, ASIC, FCA, CySEC, or FSCA preferred.
    A bachelor's degree in a relevant field, with professional certifications such as CAMS, ICA, or CRCM considered an advantage.
  • Must be fluent in Mandarin and can read and write chinese

What's on Offer

  • Competitive annual salary
  • Opportunity to shape compliance strategies across the Asia region.
  • Lead the compliance and AML function for a global FX/CFD brokerage.
  • Partner directly with senior leadership and regulators on strategic initiatives.
  • Gain exposure to global markets, digital assets, and business growth projects.



If you are ready to take on a leadership role in compliance within the financial services industry, we encourage you to apply.

Contact
Monica Wong
Quote job ref
JN-072026-7057464
Phone number
+852 2848 4789

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Hong Kong
Job Type:
Permanent
Consultant name
Monica Wong
Consultant phone
+852 2848 4789
Job Reference
JN-072026-7057464

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.