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The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.
This is an exciting opportunity for managing director to play a pivotal role in driving revenue growth within electronics, automotive and machinery industries. Based in Shanghai/Shenzhen, the position offers a chance to contribute significantly to the success of a well-established organisation.
We are seeking an experienced and results-oriented VC Investment Manager to join a reputable organization.
The Compliance Specialist role focuses on ensuring adherence to regulatory requirements and internal policies within the professional services industry. This position offers an excellent opportunity to contribute to compliance initiatives in one of the top US FI firm.
Our client is one of the top tier international banking group with focus in investment banking division. They are currently looking for an Onboarding Analyst with focus in end to end onboarding check and client documentation review for investment banking clients. The successful candidate should have relevant business degree background with good working experience in onboarding/ KYC field.
This is an exciting opportunity for a skilled professional in the Financial Services industry to join a reputable organization as an Investment Assistant Director.
Partner directly with senior leadership and the C-suite to shape business strategy through high-impact financial planning, forecasting, and performance analysis.
Lead finance process improvements, ERP/SAP optimization, and automation initiatives while managing the monthly close, supporting audits, and partnering with business leaders to enhance cost efficiency and profitability.
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