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The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.
This is an exciting opportunity for managing director to play a pivotal role in driving revenue growth within electronics, automotive and machinery industries. Based in Shanghai/Shenzhen, the position offers a chance to contribute significantly to the success of a well-established organisation.
We are seeking an experienced and results-oriented VC Investment Manager to join a reputable organization.
A reputable state-owned investment management firm is seeking an experienced Type 4 and Type 9 Responsible Officer (RO) to join its newly established Hong Kong office. This role will serve as the key liaison between the Shanghai headquarters and the firm's overseas business operations.
Focus on driving industry development initiatives and implementing strategic projects to achieve business objectives.
This is an exciting opportunity for a skilled professional in the Financial Services industry to join a reputable organization as an Investment Assistant Director.
This role requires a Compliance Manager or Senior Manager with over six years of experience to provide regulatory advice, manage AML/CFT matters, and handle SFC-related inquiries. The position demands proficiency in Chinese securities regulations, strong interpersonal skills, and the ability to work independently.
This role focuses on supporting investment decision-making through research, asset allocation, and portfolio analysis across multi-asset strategies. It also involves client-facing responsibilities, translating investment insights into tailored portfolio solutions for ultra-high-net-worth families. You will gain Institutional multi-asset investing with direct UHNW client exposure.
This Hong Kong Institutional Sales role is responsible for driving the expansion of the asset management platform's institutional client franchise across both Hong Kong and international markets, focusing on fundraising, client acquisition and relationship management with banks, insurance companies, corporates and other institutional investors.
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