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The position of Risk & Compliance Manager offers an excellent opportunity to oversee and enhance compliance frameworks within the conglomerate. This role focuses on ensuring adherence to regulatory standards and internal policies.
The Compliance Manager will oversee compliance and risk management processes, ensuring that regulatory and internal standards are adhered to. This role requires a proactive approach to managing risk and a strong understanding of accounting and finance principles.
This is an exciting opportunity for a professional to join the Banking & Insurance industry as the Internal Audit Director.
We are seeking an AML Analyst to join an international law firm in Hong Kong to support their growing compliance team in Asia.
The Compliance Policy & Regulatory Affairs Manager will play a crucial role in ensuring adherence to regulatory requirements and maintaining robust compliance frameworks within the business.
Our client is a top American Private Bank and they are looking for a Quality Assurance Analyst/ Associate to join their PWM Account Management project team to handle quality assurance testing/ compliance testing, validate and summarize QA results and thematic reviews. The candidate should have 2-4 years of working experience in quality assurance testing/ compliance testing/ compliance monitoring / audit / consulting within big 4 or private banking industry.
This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.
The Compliance Associate will play a key role in ensuring regulatory adherence and supporting the legal & compliance department.
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