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Compliance VP - Hedge Fund

Hong Kong Permanent HK$720,000 - HK$900,000 per year View Job Description
The Compliance Officer will support their Chief Compliance Officer (CCO) across a broad range of compliance, regulatory, and governance activities.
  • fast paced international culture !
  • open to candidates from control room and equities compliance bkgd !

About Our Client

My client is a HK based hedge fund with an international presence. Their AUM is over 1Billion USD and have over 20 staff in their HK office.

Job Description

As a Compliance Officer, your main responsibilities will include:

    • Conduct compliance monitoring, surveillance, and daily control activities to ensure regulatory adherence.
    • Support regulatory reporting, including short-selling reports, substantial shareholding disclosures, and regulatory filings.
    • Administer information barrier controls, restricted/watch lists, wall-crossing procedures, and employee trading monitoring.
    • Perform AML/KYC/CTF reviews, sanctions screening, onboarding, and periodic client/counterparty reviews.
    • Maintain compliance policies, records, training programs, and support regulatory audits, inspections, and due diligence requests.
    • Utilize and administer compliance systems and tools, including FundApps, Aosphere, WorldCheck, Global Relay, TORA, and Enfusion.



The Successful Applicant

A successful Compliance Officer should have:

    • 5-7+ years of compliance experience within financial services, preferably gained in a hedge fund environment.
    • Exposure to equities, ECM, investment management, regulatory reporting, compliance monitoring, and control functions.
    • Open to candidates from control room and/or equities compliance background
    • Bachelor's degree in a relevant discipline; compliance qualifications (e.g., ACAMS, ICA, CISI) are advantageous, with high integrity, sound judgement, and a proactive, collaborative mindset.



What's on Offer

  • Opportunity to work closely with an experienced Chief Compliance Officer.
  • Broad exposure to hedge fund compliance and regulatory matters.
  • Dynamic and entrepreneurial investment management environment.



If you are ready to take on this role and contribute to the Risk & Compliance department, we encourage you to apply.

Contact
Monica Wong
Quote job ref
JN-092026-7105853
Phone number
+852 2848 4789

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Hong Kong
Job Type:
Permanent
Consultant name
Monica Wong
Consultant phone
+852 2848 4789
Job Reference
JN-092026-7105853

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.