Compliance jobs in Banking & Financial Services

This role will be managing and overseeing derivatives processes within the financial services industry. The successful candidate will contribute to the efficient functioning of derivatives operations while ensuring compliance with regulatory standards.

• Direct ETF experience in areas such as regulatory advisory, governance, disclosures, transactions, and distributions
• Hands‑on compliance experience with SFC‑authorized public funds (unit trusts, OFCs, ETFs), preferably within asset management or trustee/custodian organizations

We are looking for a detail-oriented Private Equity Fund Accounting Team Lead to join our PE client in Hong Kong. You will oversee fund accounting operations, ensuring compliance and accuracy in all financial records.

The primary mission is to ensure that the asset management platform runs smoothly, efficiently, and end‑to‑end, covering fund subscription/redemption, product launch processes, capital flows, trading/operations integration, and compliance workflow execution. Over time, this role will also support the firm's goal of growing offshore capital and enhancing the overall client experience.

We are seeking a Senior Associate, Clearing and Deposits to join our team in the financial services industry. The ideal candidate will excel in managing clearing and deposit operations while ensuring compliance with banking regulations.

As a CLM Analyst in the financial services industry, you will play a key role in managing client lifecycle processes, ensuring compliance and efficiency. Thisposition is based in Kowloon and offers an opportunity to work in a fast-paced banking environment.

As a Fund Accounting - Associate, you will play a key role in ensuring compliance with internal controls and regulatory requirements. This position is ideal for someone passionate about the banking industry.

The Head of Trust Administration will oversee and manage the administration of trust accounts, ensuring compliance with regulations and maintaining high service standards. This role is ideal for a professional with a strong background in trust administration within the Financial Services industry.

Join a leading player in the financial services industry as a Responsible Officer (Type 1 & 2). This role offers the opportunity to oversee critical operations and ensure compliance within a dynamic environment.

This role supports the Department Head in overseeing daily banking operations, coordinating cross-departmental projects, and ensuring smooth implementation of new systems and products. It also involves enhancing operational efficiency, maintaining compliance, and managing stakeholder communications and administrative tasks.

Our client is one of the top leading Hong Kong banks that serves for over 3.5 million customers worldwide with over 80 years of history, they are currently looking for a role of Junior Fraud Operation Analyst to handle fraud operation and transaction monitoring for corporate clients. Candidate should have relevant of working experience in compliance field under banking or FI sector.