Global Markets Compliance Director - Securities Firm

As a Compliance Director, your main responsibilities will include:

• Developing and implementing compliance policies and procedures to ensure regulatory adherence.
• Act as a leadership role managing several staff
• Provide business compliance advisory for global markets products
• Monitoring and assessing regulatory changes and advising on their implications for the organisation.
• Providing compliance training and guidance to internal teams and stakeholders.
• Managing and overseeing regulatory reporting obligations and submissions.
• Conducting compliance risk assessments and audits to identify and mitigate potential risks.
• Collaborating with internal and external parties to address compliance-related issues effectively.
• Maintaining strong relationships with regulatory bodies and ensuring timely communication.
• Preparing reports and updates for senior management on compliance matters and developments.