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The Legal Director role focuses on providing expert legal advice and support within the financial service organisation. The position involves ensuring compliance with relevant laws and regulations while supporting the legal department's daily operations.
The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.
This role provides compliance advisory support to the Global Markets business, covering product reviews, regulatory compliance, and stakeholder engagement. It is ideal for a compliance professional with Global Markets knowledge and experience managing regulatory risks in a banking environment.
We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments.
This role offers an exciting opportunity to contribute to the financial operations of a leading organization in the financial services industry. The AVP - Listing and Regulation will focus on delivering high-quality accounting and finance services in a professional and fast-paced environment.
As a Senior Accountant in logistic industry, you will play a key role in managing financial reporting processes and ensuring compliance with accounting standards. This permanent position offers the chance to contribute to the success of the accounting and finance department.
My client is a PE firm who wants to hire a Finance Manager.
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