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Michael Page changes lives for people through creating opportunity to reach potential.
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The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.
This role requires a Compliance Manager or Senior Manager with over six years of experience to provide regulatory advice, manage AML/CFT matters, and handle SFC-related inquiries. The position demands proficiency in Chinese securities regulations, strong interpersonal skills, and the ability to work independently.
We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments.
The Deputy General Manage, Operations will be overseeing the overall management, business planning, and daily banking operations of the Operations Department.
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