Regulatory jobs in Hong Kong

The Operations Officer will support the Banking & Financial Services department by managing operational processes and ensuring compliance with industry standards.

This role in the financial services industry requires attention to detail and a commitment to operational excellence.

The Compliance Policy & Regulatory Affairs Manager will play a crucial role in ensuring adherence to regulatory requirements and maintaining robust compliance frameworks within the business.

This role leads a system implementation within corporate governance and compliance functions, coordinating timelines, stakeholders, and delivery across business and technology teams. The role requires solid project governance and communication skills, combined with a working understanding of system architectures, data, and technology delivery concepts.

As a Front Office System Support Engineer, you will be responsible for ensuring the smooth operation of mission-critical investment platforms used by portfolio managers, traders, and compliance teams. You'll provide technical expertise, resolve system issues, and contribute to continuous improvement initiatives across front office applications.

To streamline the deployment, monitoring, and maintenance of machine learning models in production. Your role will be pivotal in ensuring the scalability, reliability, and efficiency of Machine Learning applications, including adapting modular deep learning models to meet evolving business needs.

Proficiency in Python, model governance, serving, and monitoring, along with familiarity with automated data pipeline tools, will be highly advantageous.

This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.

This team head will oversee and manage the trade finance services function, ensuring efficient operations and compliance with regulatory requirements.

We are seeking a Company Secretarial Assistant to support the company secretarial team in ensuring compliance with regulatory requirements and corporate governance standards. This role offers an excellent opportunity to grow your career within a professional and supportive environment.

The position of Risk & Compliance Manager offers an excellent opportunity to oversee and enhance compliance frameworks within the conglomerate. This role focuses on ensuring adherence to regulatory standards and internal policies.

The IT Security Analyst will play a key role in ensuring the organization's technology systems meet regulatory and security standards. This role requires expertise in identifying risks, implementing controls, and ensuring compliance within the insurance industry.

As one of the Team Heads within the Company Secretarial function, you will oversee the delivery of high-quality corporate secretarial services and ensure full compliance with all statutory and regulatory requirements. This leadership role requires strong expertise in corporate governance within the business services industry, along with the ability to guide and support the team effectively.

We are seeking a proactive and detail-oriented Data Governance Specialist to support the bank's data management and governance initiatives. This role is critical in ensuring data quality, regulatory compliance, and strong data controls across the organization.

This role focuses on designing and delivering scalable, secure architecture solutions for a large-scale financial platform supporting high transaction volumes and strict regulatory requirements. You will work closely with business and technical teams to modernize systems, drive architecture standards, and implement resilient, future-ready technology solutions.

• Lead and deliver strategic initiatives across equities and listed derivatives, including electronic trading, market structure enhancements, and cross-functional transformation programmes.
• Drive regulatory change, infrastructure optimisation, and governance while partnering with stakeholders to enhance trading efficiency, manage risk, and support business growth across global and APAC markets.

Our client is seeking an experienced Senior Powerplant Manager with strong aviation engine expertise to oversee the technical and commercial management of aircraft engines across our fleet. This role is critical in ensuring optimal engine performance, regulatory compliance, and cost-effective lifecycle management.

This role coordinates end‑to‑end shipping and logistics operations, ensuring timely delivery, accurate documentation, and regulatory compliance. The position works closely with internal teams and external partners to manage shipments, resolve issues proactively, and support smooth supply chain operations.

Led the (Enterprise‑Wide Data Strategy Initiatives) to drive and improve operational data efficiency, data security, and regulatory compliance across regional offices.

Our client is a well-established investment bank. This role sits within the Client Account Maintenance function and supports the ongoing maintenance of client accounts in line with internal policies, global standards, and local regulatory requirements, working closely with Legal, Compliance, and Financial Crime teams.

The Hong Kong platform is at a foundational stage and is building its regulatory, operational, and investment capabilities from the ground up.

This role represents a platform-level leadership position, responsible for establishing and operating the Hong Kong fund entity, securing and maintaining regulatory licenses, and developing the local ecosystem.

As an Associate, Trade Finance Operations (Import), you will be responsible for managing trade finance transactions and ensuring compliance with regulatory standards. This role is ideal for professionals with expertise in trade finance within the financial services sector.

The Compliance Manager will oversee compliance and risk management processes, ensuring that regulatory and internal standards are adhered to. This role requires a proactive approach to managing risk and a strong understanding of accounting and finance principles.

The VP, Middle Office (FICC) will play a crucial role in managing and overseeing middle-office operations within the Financial Services industry. This position requires a strong understanding of fixed income, currencies, and commodities (FICC) to ensure smooth operational processes and compliance with regulatory standards.

My client is a virtual bank and they are looking to hire a Regulatory Report - Finance Manager to join their team.

My client is a virtual bank and wants to hire a Regulatory Reporting Assistant Finance Manager to join their team.

This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

Our client is a well-known Investment Bank. Currently, they are looking to hire an Operations Analyst/Associate to support daily banking operations process, regulatory controls and AML screening.

Product exposure in Loans and Deposit is preferred.

This hire is driven by the upcoming retirement of the current job holder and the company's ongoing business expansion. We are therefore seeking a candidate with strong expertise in Hong Kong Listing Rules who can proactively advise the Board and senior management on governance and regulatory matters. A legal background would also be considered.

This role leads end‑to‑end HR operations across the employee lifecycle for a large regional workforce, ensuring consistent service delivery, data accuracy, and regulatory compliance. You will drive process improvements and system enhancements while serving as a trusted point of support for employees and HR stakeholders.

This role will be managing and overseeing derivatives processes within the financial services industry. The successful candidate will contribute to the efficient functioning of derivatives operations while ensuring compliance with regulatory standards.

• Direct ETF experience in areas such as regulatory advisory, governance, disclosures, transactions, and distributions
• Hands‑on compliance experience with SFC‑authorized public funds (unit trusts, OFCs, ETFs), preferably within asset management or trustee/custodian organizations