Legal jobs in Banking & Financial Services - Legal

As a Paralegal, you will provide essential legal support, including document preparation, legal research, and administrative coordination.

The role of Corporate Services Administrator involves providing full spectrum company secretarial support for your own portfolio of clients.

The senior Research professional will drive impactful insights and provide comprehensive research support to the various departments within the law firm. This role requires a forward-thinking individual to lead research initiatives and deliver actionable outcomes.

The IP Paralegal will support the legal team in managing trade mark matters, ensuring accuracy and timeliness in documentation and filings. This role is ideal for someone with a keen eye for detail and a passion for IP in Hong Kong.

This is an exciting opportunity for a PRC qualified lawyer with 2-8 PQE to join a reputable organization in the professional services industry. This role focuses on legal advisory and transactional work related to mergers and acquisitions in the PRC market.

We present an exciting opportunity to serve as a Named Company Secretary, leading a sizeable team within the company secretarial function and providing board support to the directors. This role calls for a proactive individual with a strong organisational mindset and a keen eye for detail.

Join an established legal team in the dispute department. Great exposure and handling a wide range of dispute resolution matters.

As a Commercial Contracts Manager, you will be responsible for reviewing and managing commercial contracts to ensure compliance and mitigate risks. This role requires a legal-minded individual with a strong understanding of legal operations.

This role focuses on enforcing trading rules and conducting inspections to uphold market integrity across cash and derivatives markets. It also involves stakeholder engagement, data analysis, and supporting cross-border regulatory collaboration.

Our client offers an exciting opportunity to provide Company Secretarial exposure in a fast-paced environment. This position requires a proactive individual with a strong organisational mindset and a keen eye for detail.

We are looking for a Paralegal who is experienced in either US or HK IPO work, with bilingual proficiency in Mandarin and English.

Due to business growth and upcoming projects, we are pleased to invite applications for the position of Company Secretarial Assistant Manager. This role is an individual contributor responsible for managing listed company secretarial duties and supporting corporate governance initiatives.

This is an exciting opportunity for a professional to play a key role in supporting the legal team within the corporate team of an international law firm in Hong Kong. The role focuses on providing expertise in a broad range of corporate matters.

This is a senior compliance role at a Chinese based fintech firm, where you'll provide regulatory guidance across trading, product, and cross-border activities. You'll act as the key liaison with the SFC, monitor regulatory changes, and collaborate with internal teams to ensure robust compliance frameworks.

As the Head of AML, you will lead and manage the entire AML department across different AML functions. This role will be the AML 72B with the regulator.

We are looking for an experienced Corporate Paralegal, with strong exposure in handling US IPO work from a top tier law firm.

This role involves providing compliance guidance across front, middle, and back office functions, managing regulatory inquiries, and supporting AML/CFT efforts and internal investigations. It requires strong knowledge of SFC regulations, securities products, and experience in general compliance within a bilingual, fast-paced financial environment.

This role involves monitoring and investigating client trading activities to detect potential market abuse, using surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control assessments, and supporting internal and external risk-related communications.

Data Protection Counsel - Tech Company

We are hiring an Senior Officer for replacing a retired staff who has worked with our company for more than a decade.

Being part of the team, you are expected handling both Listed and Private companies covering different jurisdictions.

As the Deputy Company Secretary, you play a vital role in shaping and maintaining the company's governance framework, influencing how the company operates and complies with regulations.

We are looking for an experienced Trust Manager to join a long-established financial services group in Hong Kong.

Our client is a top American Investment/ Private Bank and they are currently looking for an Onboarding Analyst to join their account onboarding team to handle end to end new account opening and client documentation review for HNW clients. The candidate should have 3-5 years of working experience in account opening, client onboarding, SOW review for HNW clients within private banking/ wholesale banking.

Our client is a top American Investment/ Private Bank and they are currently looking for a KYC Review Analyst to join their PWM account management team to handle KYC review, PEP/ EDD review, documentation review and account maintenance for HNW clients. The candidate should have 3-6 years of working experience in KYC periodic review, PEP/ EDD review, documentation review or account maintenance for HNW clients within private banking.

We offer you a stable working hours with a famous Hong Kong Listed Company. Being the team member of the Company Secretary team, you will be responsible for handling different entities under the Holding Company.

This role involves managing regulatory compliance across multiple jurisdictions, including trade surveillance, policy maintenance, broker onboarding, and reporting to senior management and regulators. The ideal candidate will have over 7 years of buy-side experience, strong knowledge of global financial regulations, and fluency in English and Mandarin.

Focused on financial crime compliance and transaction monitoring within a legal and compliance team. The position involves investigating suspicious transactions, conducting AML screening, and supporting reporting and ad hoc compliance projects.

This position provides strategic compliance guidance across my client's retail and institutional brokerage and global markets businesses. It involves advising on regulatory trends, shaping product compliance, enhancing internal controls, and leading AML/CFT efforts.

This role leads their compliance strategy for their Asia Pacific offices, overseeing regulatory, marketing, and deal-related compliance across Hong Kong, Singapore, and Australia. It offers global exposure, high-level stakeholder engagement, and the opportunity to shape compliance frameworks for one of the world's top private markets firms.

We offer you a stable working hours with a famous Hong Kong Conglomerate. Being the team member of the Company Secretary team, you will be responsible for the Private companies under the Group working along with the team.