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An exclusive and confidential opportunity for an experienced legal and compliance leader to head both functions within a sophisticated investment platform. The role offers broad exposure across private equity, fund investments, regulatory matters, corporate governance and strategic business initiatives.
A Marketing and business solutions platform is looking for a head of legal for their international business.我们的客户正在寻找一位兼具战略视野和商业思维的法律负责人,支持公司全球化发展。该岗位直接向CEO汇报,负责国际业务法务及海外法务团队建设,并与管理层紧密合作,推动全球业务拓展、创新发展和跨境增长。
This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.
Our client is currently looking for a Compliance Advisory (Project based), responsible for compliance advisory, monitoring, review surveillance task and handle SFC S181 / 182 requests. Candidate should have at least 2 years of working experience in professional practice and regulatory compliance field within private banking/ wealth management.
The Compliance Officer will support their Chief Compliance Officer (CCO) across a broad range of compliance, regulatory, and governance activities.
This role will focus on a well rounded compliance role for a well known securities firm. This permanent position requires expertise in regulatory frameworks and compliance practices to ensure organisational adherence to relevant standards.
A well-established SFC 1,4,9 licensed investment management firm is seeking a Compliance Officer to support regulatory compliance, governance, and risk management activities. The role offers a wide range of responsibilities spanning AML, licensing, monitoring, advisory support, and regulatory engagement
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