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A well-established local CPA firm is looking for audit professionals to join its growing team. Suitable for candidates from Big 4, second-tier, or local firms seeking broader exposure and sustainable career growth.
As a Senior Manager, Technical Audit & Regulatory, you will lead the technical audit function, providing oversight and guidance to ensure audit quality, regulatory compliance, and adherence to professional auditing standards. You will serve as a expert on technical and regulatory matters, offering advice and support to audit teams and key stakeholders.
Manage and grow relationships with global corporate clients by delivering tailored banking solutions across lending, capital markets, transaction banking, treasury, and structured finance products, while driving revenue growth and portfolio profitability. Lead client coverage, business development, and transaction execution activities, working closely with internal parties to provide integrated banking solutions and manage credit and risk-related matters.
This is a leadership role focusing on business compliance advisory for global markets. The products include fixed income, structured products, equities, wealth management, securities, and asset management.
Join a dynamic banking transformation initiative, supporting the delivery of lending and digital platform enhancements through end-to-end UAT activities. Work closely with business and technology stakeholders to ensure high-quality releases and seamless customer experiences.
The position is for a Compliance and Legal Director (with a title appointed based on experience) in Hong Kong, responsible for overseeing investment compliance, marketing reviews, client KYC, legal documentation, and SFC reporting. The ideal candidate must have at least 8 years of compliance and legal experience within an SFC-Licensed Type 9 asset management firm, along with strong trilingual communication skills.
This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.
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