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We are seeking a Legal & Compliance Director with a global perspective, based in Hong Kong. This role will focus on assessing the impact of U.S. export control regulations on the company's international operations and implementing the internal compliance systems with a proactive, preventative mindset.
Our client is a well-known Investment Bank - looking for an experienced Operational Risk Analyst with PB exposure.
This role requires an experienced compliance professional to act as a key second-line advisor, partnering with business units to align internal controls, mitigate product risks, and ensure adherence to banking regulations. You will also oversee the impact of new laws, manage regulatory inquiries, and review operational policies to safeguard the bank's compliance framework.
VP, IBD Compliance - Investment Bank
我们受一家大型多元化集团委托,寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域,在全球多个市场持续拓展。随着国际化战略的深化,公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策,是关键高管岗位之一。
Our client, a leading Chinese quantitative hedge fund, with established global presence and SFC Type 1, 4 & 9 licenses in Hong Kong. Is now looking to hire an experienced Investor Relations professional to join its Hong Kong office and drive expansion across offshore institutional and UHNW investor base.
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