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Head Compliance jobs in Hong Kong

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  • Head of Compliance - Global Asset Management Firm

    Hong Kong
    Permanent
    HK$900,000 - HK$1,000,000 per year

    This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

    • Looking for 8-10 years of asset management compliance experience !
    • Must have experience with the SFC and ETF Funds knowledge !
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  • 法务合规一号位-大型医药健康集团

    Běijīng
    Permanent
    HK$1,676,056 - HK$2,794,544 per year

    我们受一家大型多元化集团委托，寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域，在全球多个市场持续拓展。

    随着国际化战略的深化，公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策，是关键高管岗位之一。

    • Stable Platform
    • 法务合规一号位
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  • Risk & Compliance Manager (Conglomerate)

    Hong Kong
    Permanent

    The position of Risk & Compliance Manager offers an excellent opportunity to oversee and enhance compliance frameworks within the conglomerate. This role focuses on ensuring adherence to regulatory standards and internal policies.

    • Stable work environment
    • Global exposure
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  • Compliance Manager (HK Listed)

    Hong Kong
    Permanent

    The Compliance Manager will oversee compliance and risk management processes, ensuring that regulatory and internal standards are adhered to. This role requires a proactive approach to managing risk and a strong understanding of accounting and finance principles.

    • HK Listed company
    • Stable work environment
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  • Compliance Policy & Regulatory Affairs Manager

    Wan Chai District
    Permanent
    HK$60,000 - HK$70,000 per month (HK$720,000 - HK$840,000 per year)

    The Compliance Policy & Regulatory Affairs Manager will play a crucial role in ensuring adherence to regulatory requirements and maintaining robust compliance frameworks within the business.

    • New Headcount
    • Individual Contributor Role
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  • Business Analyst, Operations - Southeast Asia bank

    Hong Kong
    Permanent
    HK$40,000 - HK$60,000 per month (HK$480,000 - HK$720,000 per year)

    This role supports the Department Head in overseeing daily banking operations, coordinating cross-departmental projects, and ensuring smooth implementation of new systems and products. It also involves enhancing operational efficiency, maintaining compliance, and managing stakeholder communications and administrative tasks.

    • Growing Southeast Asia bank
    • Prior operations experiences in retail banking is preferred
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  • Associate, Derivatives Operations (shift)

    Hong Kong
    Permanent
    HK$50,000 - HK$60,000 per month (HK$600,000 - HK$720,000 per year)

    This role will be managing and overseeing derivatives processes within the financial services industry. The successful candidate will contribute to the efficient functioning of derivatives operations while ensuring compliance with regulatory standards.

    • Leading financial institution
    • Derivatives Operations
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