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This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.
This role will be their Head of Compliance for their insurance business. This role will cover both regulatory and AML duties whilst managing a small team.
Hiring company is a family office with SFC 1,4,9 license.This position is based in Hong Kong and requires expertise in managing and optimizing operational processes to ensure efficiency and compliance.
This role supports the Hong Kong Compliance team in ensuring adherence to local and international financial crime regulations, including AML, sanctions, and tax compliance. It involves overseeing client on boarding, conducting due diligence, managing risk controls, and contributing to policy development and governance.
As the Head of FP&A in the Technology & Telecoms industry, you will lead financial planning and analysis efforts to support strategic decision-making. This role is based in Tsuen Wan and requires expertise in accounting and finance.
My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate global regulations and support product innovation across Hong Kong, Singapore, and the U.S.
This position requires a dedicated Responsible Officer to lead and oversee operations within the insurance industry. The ideal candidate will ensure regulatory compliance and deliver strategic leadership to achieve business objectives.
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