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This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.
A leading Chinese Insurance backed asset management company is strategically expanding their team across multiple funcion. Now Hiring a Head of Investment position for oversee their investment team in Hong Kong. This is a newly created role to expand their HKD AUM to expand the business together.
The Hong Kong platform is at a foundational stage and is building its regulatory, operational, and investment capabilities from the ground up.This role represents a platform-level leadership position, responsible for establishing and operating the Hong Kong fund entity, securing and maintaining regulatory licenses, and developing the local ecosystem.
VP, IBD Compliance - Investment Bank
This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.
We are looking for an experienced all-rounded compliance professional with ideally a strong background in professional services firms and/or start-up environments.
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