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Head Compliance jobs in Hong Kong

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  • Head of Compliance - Global Asset Management Firm

    Hong Kong
    Permanent
    HK$900,000 - HK$1,000,000 per year

    This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

    • Looking for 8-10 years of asset management compliance experience !
    • Must have experience with the SFC and ETF Funds knowledge !
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  • KYC Review Associate - Top European Bank

    Quarry Bay
    Permanent
    HK$40,000 - HK$45,000 per month (HK$480,000 - HK$540,000 per year)

    Our client is a top European bank. They are currently looking for a KYC Review Associate to join the Wealth Management KYC team to handle KYC periodic review, KYC/ CDD review, documentation review for APAC PB/ high net worth clients. The candidate should have 3-7 years of working experience in KYC periodic review, KYC/ CDD review, documentation review for PB/ HNW clients within international private bank.

    • Huge exposure
    • International working environment
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  • Head of Investment - Equities and Multi Asset

    Hong Kong
    Permanent
    HK$1,200,000 - HK$1,800,000 per year

    A leading Chinese Insurance backed asset management company is strategically expanding their team across multiple funcion.

    Now Hiring a Head of Investment position for oversee their investment team in Hong Kong. This is a newly created role to expand their HKD AUM to expand the business together.

    • A leading Chinese Insurance Backed Asset Management Company in Hong Kong
    • Steadily expanding their team in Hong Kong
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  • Compliance Analyst - International Law Firm

    Central and Western District
    Permanent
    HK$35,000 - HK$55,000 per month (HK$420,000 - HK$660,000 per year)

    Our client is hiring two new headcounts for their compliance department. One role will focus on in-depth conflicts of interest work, and the other headcount will be part of the business intake team working on KYC/CDD and risk assessment work.

    • Two New Headcounts
    • Relevant Experience Required
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  • Client Support Officer, Client Account Manager, PB Assistant, Assistant Relationship Manager

    Hong Kong
    Permanent

    We are looking for a Assistant Relationship Manager/ Client Service Officer, Private Banking to join the financial services industry in Hong Kong. This role focuses on delivering excellent customer service while supporting relationship managers in managing client portfolios.

    • Stable platform
    • Long‑term career development
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  • Manager/Senior Manager - Restricted Securities (Compliance)

    International
    Permanent

    This role sits within the compliance function and is responsible for overseeing restricted securities controls in support of direct and fund investment activity. The position partners closely with investment teams to ensure adherence to information‑barrier, MNPI and regulatory requirements.

    • Support for career development and growth within the organisation.
    • Exposure to challenging and impactful projects
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