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Head Compliance jobs in Hong Kong

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  • Head of Compliance - Global Asset Management Firm

    Hong Kong
    Permanent
    HK$900,000 - HK$1,000,000 per year

    This role will manage the entire compliance function for the business. This role will be the main point of contact with the SFC regulator.

    • Looking for 8-10 years of asset management compliance experience !
    • Must have experience with the SFC and ETF Funds knowledge !
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  • 法务合规一号位-大型医药健康集团

    Běijīng
    Permanent
    HK$1,676,056 - HK$2,794,544 per year

    我们受一家大型多元化集团委托，寻找一位具备国际化视野的法务与合规负责人。该集团业务涵盖医药健康、大宗贸易及产业投资等多个领域，在全球多个市场持续拓展。

    随着国际化战略的深化，公司正加速构建统一、高效且符合全球监管要求的法务与合规体系。本岗位将直接参与集团核心决策，是关键高管岗位之一。

    • Stable Platform
    • 法务合规一号位
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  • Head of OFC Open Ended Fund, Responsible Officer (Type 9)

    Hong Kong
    Permanent
    HK$100,000 - HK$120,000 per year
    • Direct ETF experience in areas such as regulatory advisory, governance, disclosures, transactions, and distributions
    • Hands‑on compliance experience with SFC‑authorized public funds (unit trusts, OFCs, ETFs), preferably within asset management or trustee/custodian organizations
    • Hands‑on experience with SFC‑authorized public funds (unit trusts, OFC, ETF)
    • Strong working knowledge of the SFO, FMCC, UT Code, OFC Code, Code of Conduct
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  • VP - Product Development, Funds, 80k

    Hong Kong
    Permanent
    HK$63,000 - HK$77,000 per month (HK$756,000 - HK$924,000 per year)

    The VP of Product Development for Funds will be responsible for driving the development and management of Funds products, ensuring alignment with market trends and client needs. This role offers an exciting opportunity to contribute to the growth of a leading financial services organization.

    • 7-10 Years of Product Development Experience
    • Mutual Funds and ETFs are highly preferred
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  • Client Onboarding Specialist - Asset Management

    Hong Kong
    Permanent
    HK$45,000 - HK$50,000 per month (HK$540,000 - HK$600,000 per year)

    This position requires a detail-oriented professional who can efficiently manage client documentation and provide exceptional service in the fast-paced environment of Hong Kong.

    • Leading Chinese financial institution
    • New opportunity
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  • Assistant Manager - Compliance - Insurance Industry

    Kowloon
    Permanent
    HK$40,000 - HK$50,000 per month (HK$480,000 - HK$600,000 per year)

    This role is hiring for an Assistant Compliance Manager for a leading insurance firm in Hong Kong.

    • Leading Insurance Platform
    • English & Chinese Required
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  • Compliance Specialist - Top US FI firm

    Hong Kong
    Temporary
    HK$45,000 - HK$50,000 per month (HK$540,000 - HK$600,000 per year)

    The Compliance Specialist role focuses on ensuring adherence to regulatory requirements and internal policies within the professional services industry. This position offers an excellent opportunity to contribute to compliance initiatives in one of the top US FI firm.

    • Knowledge in US FCPA regulation and Anti-bribery compliance
    • Good working experience in APAC/ US operational compliance
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