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My client is seeking a Compliance Director/SVP in Hong Kong to lead regulatory initiatives for its expanding digital asset investment platform, including crypto hedge funds, DeFi strategies, and tokenized securities. The role combines deep expertise in traditional financial compliance with cutting-edge crypto knowledge to navigate global regulations and support product innovation across Hong Kong, Singapore, and the U.S.
Senior Compliance Officer - Large Chinese Firm, SFC 149
Portfolio Risk Manager/Senior Manager, Large Asset Management Company
This role will be their Head of Compliance for their insurance business. This role will cover both regulatory and AML duties whilst managing a small team.
This role focuses on enforcing trading rules and conducting inspections to uphold market integrity across cash and derivatives markets. It also involves stakeholder engagement, data analysis, and supporting cross-border regulatory collaboration.
This role offers an excellent opportunity to contribute to operational excellence in the financial services industry. This position focuses on ensuring smooth and efficient operations within the banking and financial services department in Hong Kong.
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