Senior role reporting direclty to the Head of Legal and Compliance for the APAC region.
- Central Office
- International Culture
A leading securities firm is seeking a junior legal & compliance officer to join their stable team.
- Junior-mid level role
- 2-3 years of SFC experience
Our client is one of the largest Retail & Corporate Banks in Hong Kong. They are currently looking for a Head of Compliance Monitoring (Review & Assurance) to manage a team of 10 and to review how well the business operations meet their regulatory and internal process obligations based on regulatory requirements.
- Leadership role- manage a team of 10
- Stable environment and great team!
Reporting to Head of Compliance, you will maintain control room compliance functions to ensure the Group operation comply with regulatory requirements.
- Welcome asset management compliance candidates
- Promising career path and growth opportunities
A leading offshore law firm is seeking a Compliance Administrator to join their growing team.
- Offshore Law Firm
Our client is currently looking for CDD/AML Officers with high calibre to join their business. The ideal candidate will have at least 2 years of work experience within CDD, name screening and/or AML investigations.
- International and fun work culture
- Excellent salary and benefit package
Additional headcount to Legal Team looking for compliance candidates!
- In-house compliance
- HK Listing Rules
In this role you will be leading the compliance function for the firm working closely with the Head of Legal and COO.
- Global Presence
- Integrated with 100+ exchanges and trading venues
We are seeking a highly motivated compliance officer to join a fast-paced and dynamic environment.
- Attractive package
- 4+ years of experience
Listing Group - Compliance
- Managerial role
- Reputable Institution
This role will be supporting the Senior Management in ensuring the compliance practices, work flow and regulations are all adhered to in the proper fashion by helping implement the correct practices throughout the business.
- Newly created role
- Growth business
The Compliance team ensures accurate and timely reporting and escalation of insurance compliance matters, including regulatory changes, developments, breaches, , inspections and related compliance matters.
- Head role
- Hong Kong & Macau
Our client is one of the largest financial services firms in the United States. They are currently looking for a high calibre as APAC Compliance Senior Associate to join the APAC Compliance team to implement regulatory compliance projects in APAC. The candidate should have at least 5-7 years of working experience in regulatory compliance/ advisory within Financial Services Industry.
- International and dynamic working environment
- Rewarding and stimulating job tasks
This is a great opportunity for a funds paralegal to progress their career in a large financial institution, gaining new exposure to compliance and regulatory matters.
- Must have funds experience
- Law firm background preferred
Become an integral part of the Asia PWM and Client Protection Compliance team as well as the broader Global PWM Compliance team.
- Foreign Bank
- Global Team
Exiting opportunity to join to take on a senior role in a global bank.
- Head role
- Multicultural environment
Senior role focusing on Money Laundering Risk (including Counter-Terrorist Financing and Sanction risk), Fraud, Internal Fraud, Security and related reputational risk (together "FCC Risk") and to ensure a swift and effective detection of money laundering activities.
- Broad scope
- Team of 7
Exciting newly created role in a Global Company Services provider.
- Regional Exposure
- Newly created role
Key role in the implementation of the APAC Compliance Monitoring Program of the Bank. Standalone role offering exciting career progression opportunities as well as the chance to grow your own team over time.
- APAC exposure
- Lead role - VP
Exciting opportunity to join a well established team of top-tier professionals.
- Exciting opportunity
- Broad exposure to a variety of work and projects