VP/ Director - Compliance - PE Hybrid Fund

Central and Western District Permanent HK$150,000 - HK$250,000
  • Exciting opportunity
  • Broad exposure to a variety of work and projects

About Our Client

Best in class Asia focused private and public market businesses.

Job Description

  • Monitoring and advising on regulatory compliance matters of the funds, including authorised funds and private funds;
  • Supervising investment compliance activities specifically, establishing, updating and revising investment guidelines and attending to pre-trade and post trade compliance matters;
  • Being the main point of contact for regulators relations, including Hong Kong SFC and PRC AMAC;
  • Supervising the AML compliance, review AML and CFT policy for on-going CDD review; undertaking reviews of suspicious activities and conduct transaction monitoring surveillance awareness sessions;
  • Delivering compliance training to the business including, distribution team, new joiners, executives etc.;
  • Developing and implementing compliance programs, policies, procedures and controls;
  • Providing legal, regulatory, transactional advice and support to the investment management business in Hong Kong.

The Successful Applicant

  • 8+ years of legal and/or compliance experience gained in top tier financial institutions, law firms and asset managers;
  • Solid experience with SFC rules and regulations and relationship management;
  • On top of local regulators any regional regulatory exposure or dealing with regulators within the region would be a plus;
  • Ideally native Mandarin and English language skills;
  • Outstanding academic background from top tier Universities;
  • Strong interpersonal skills and the ability to successfully engage with all stakeholders;

What's on Offer

Exciting opportunity to join a well established team of top-tier professionals.

Marta Verderosa
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Phone number
+852 2848 4794

Job summary

Job Type:
Consultant name
Marta Verderosa
Consultant phone
+852 2848 4794
Job Reference