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Trade Surveillance Assistant Manager - Global Investment Bank

Hong Kong Permanent HK$540,000 - HK$660,000 per year View Job Description
This role involves monitoring and investigating client trading activities to detect potential market abuse, using surveillance tools and regulatory knowledge. It also includes reporting findings to compliance, contributing to risk control assessments, and supporting internal and external risk-related communications.
  • Looking for 5+ years of trade surveillance experience !
  • Must be able to work independently !

About Our Client

My client is a global financial services firm operating across more than 25 countries and 85 securities exchanges. They specialize in financing solutions for professional market participants, with a strong presence in major financial hubs worldwide.

Job Description

Alert Analysis & Verification

  • Analyze client trading behavior for signs of abusive, manipulative, or illegal practices
  • Gather and assess data from clients and exchanges to evaluate suspicious activities



Compliance Notifications

  • Report potential market abuse to Compliance
  • Provide detailed analysis to support corrective actions



Management Reporting

  • Contribute to management reports on client activity, statistics, and surveillance outcomes



Risk Control Monitoring

  • Monitor business-related risk controls and identify weaknesses
  • Deliver regular reports to business lines and risk control functions
  • Participate in internal and external risk-related discussions

The Successful Applicant

  • Bachelor's degree in Finance or related field
  • Minimum 5 years of relevant experience in trade surveillance
  • Must have experience using SMARTS system
  • Proactive mindset with strong problem-solving abilities
  • Excellent command of English

What's on Offer

  • Global Exposure - Collaborate with international teams and gain experience across major financial markets and exchanges.
  • Strategic Influence - Play a key role in shaping compliance and risk controls through high-impact surveillance work.
  • Career Advancement - Step into a senior-level role with opportunities for growth in market surveillance and financial regulation.
Contact
Monica Wong
Quote job ref
JN-102025-6851159
Phone number
+852 2848 4789

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Hong Kong
Job Type:
Permanent
Consultant name
Monica Wong
Consultant phone
+852 2848 4789
Job Reference
JN-102025-6851159

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.