SOW Associate - Top US Investment/Private Bank!

Kowloon Permanent HK$40,000 - HK$50,000 per month (HK$480,000 - HK$600,000 per year)
  • International and dynamic working environment
  • Competitive remuneration and benefit packages

About Our Client

Our client is the one of the largest American Investment/ Private banks, headquartered in New York City. They are now looking for a Source of Wealth (SOW) Associate to join their Account Management AML Advisory SOW team to handle SOW drafting and review, account analysis and KYC periodic review. The private wealth management division provides highly personalized, best in class investment advice, execution services, wealth management and banking solutions to Ultra High Net Worth individuals and families across the region.

Job Description

  • Responsible for Source of Wealth (SOW) write up/ review for accounts with risk ranking upgrade, account profiles analysis and review to identify gaps in SOW information and corroborations
  • Perform KYC periodic review, sanity check and data collection analysis and work with Sales team for further corroborations
  • Provide guidance to Sales team and perform desktop research to assist with benchmark analysis or account profiles updates
  • Ensure name screening have been conducted and all adverse findings are cleared, documented and escalated properly
  • Support Head of AMT with implementing audit and compliance testing team action plans

The Successful Applicant

  • Bachelor's Degree in Economics, Finance or business management related discipline is a must
  • At least 3 years of working experience in SOW drafting, analysis and review or periodic review with private banking industry
  • OR at least 3-5 years of working experience from Big 4/ consulting background with SOW experience is welcomed
  • Strong knowledge/ experience in Compliance/ AML/ Client Onboarding
  • Strong research capability, analytical and organizational skills.
  • Highly fluent in English and Chinese

What's on Offer

  • International and dynamic working environment
  • Competitive remuneration and benefit packages
  • Stimulating and challenging work with huge exposure
  • Medical benefits
Esther Liu
Quote job ref
Phone number
+852 3602 2485

Job summary

Banking & Financial Services
Compliance & Legal
Financial Services
Job Type:
Consultant name
Esther Liu
Consultant phone
+852 3602 2485
Job Reference

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.