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Senior Compliance Officer - Large Chinese Firm, SFC 149

Hong Kong Permanent View Job Description
Senior Compliance Officer - Large Chinese Firm, SFC 149
  • Well-known Chinese Firms
  • Competitive Compensation

About Our Client

Our client is looking for a talented compliance professional looking to make a significant impact in the financial industry. Join our esteemed Chinese firm with a SFC 149 license as a Senior Compliance Officer.

Job Description

  • Drafting and implementing a robust compliance framework to ensure regulatory adherence.
  • Managing licensing matters and ensuring compliance with SFC regulations.
  • Reviewing legal documents and agreements to mitigate risks effectively.
  • Serving as the key liaison for all communications with the SFC.
  • Developing and conducting compliance training programs for staff to promote a culture of compliance awareness.
  • Conducting periodic compliance audits and assessments to identify and address any potential issues proactively.

The Successful Applicant

  • Experience: 2-5 years in compliance roles within the financial sector.
  • Language Skills: Proficiency in both Cantonese and Mandarin is essential.
  • Strong knowledge of SFC regulations and guidelines.
  • Excellent analytical skills with the ability to interpret complex regulatory requirements.
  • Detail-oriented with a proactive approach to identifying and resolving compliance issues.
  • Strong communication and interpersonal skills to effectively engage with regulators and internal stakeholders.

What's on Offer

  • Opportunity to work with a prestigious Chinese firm in the financial industry.
  • Chance to lead and shape compliance strategies in a dynamic regulatory environment.
  • Competitive compensation package and career growth opportunities.
Contact
Natalie Choi
Quote job ref
JN-032025-6694447
Phone number
+85225306106

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Business Services
Location
Hong Kong
Job Type:
Permanent
Consultant name
Natalie Choi
Consultant phone
+85225306106
Job Reference
JN-032025-6694447

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.