- Junior-mid level role
- 2-3 years of SFC experience
About Our Client
Our client is currently regulated by two SFC type licenses, but is planning to apply for two more, as well as the potential to expand their business into the IPO and bond offerings space.
Reporting to a qualified lawyer and highly experienced compliance professional, the selected candidate will assist with day-to-day KYC/AML, due diligence and commercial legal work. They will also deal with regulatory issues, licensing matters and provide internal training to staff.
The Successful Applicant
The required candidate must have at least 2-3 years of similar experience from the financial services industry, ideally in securities. It is preferred the candidate has a law degree or completed legal studies. Excellent English language skills are required, Mandarin will be beneficial.
What's on Offer
This is a great opportunity to join a growing firm within the financial services space.