Legal & Compliance Officer - Financial Institution

Hong Kong Permanent
  • Junior-mid level role
  • 2-3 years of SFC experience

About Our Client

Our client is currently regulated by two SFC type licenses, but is planning to apply for two more, as well as the potential to expand their business into the IPO and bond offerings space.

Job Description

Reporting to a qualified lawyer and highly experienced compliance professional, the selected candidate will assist with day-to-day KYC/AML, due diligence and commercial legal work. They will also deal with regulatory issues, licensing matters and provide internal training to staff.

The Successful Applicant

The required candidate must have at least 2-3 years of similar experience from the financial services industry, ideally in securities. It is preferred the candidate has a law degree or completed legal studies. Excellent English language skills are required, Mandarin will be beneficial.

What's on Offer

This is a great opportunity to join a growing firm within the financial services space.

Soraya Tennent
Quote job ref
Phone number
+852 2848 4795

Job summary

Job Type:
Consultant name
Soraya Tennent
Consultant phone
+852 2848 4795
Job Reference