Legal & Compliance Manager - Financial Services
Hong Kong Island
Legal & Compliance
About Our Client
Our client manages a number of subsidiaries, they operate Securities, Wealth Management and Asset Management. They have SFC licenses 1,4,6 and 9
You will be required to ensure that all business activities adhere to various legal & regulatory body requirements, keep internal compliance standards, analyze the impact of new legal regulations. Further, you will work with various businesses and provide legal support/advice to them, you will identify and to mitigate any legal risk which may arise.
The Successful Applicant
You must be have a Degree in law or other related disciplines, possess a minimum of 5 years relevant experience in financial institutions. Familiarilty with the Hong Kong Listing Rules, Companies Ordinance, Securities and Futures Ordinance and other relevant regulations. Required to read/write fluent English, Cantonese and Mandarin. Further, must be mature, independent and organised.
What's on Offer
Extremely attractive salary within a growing business with experienced professionals