Investment Compliance Analyst (Immediate Hire)
HK$25,000 - HK$35,000
Buy side asset management firm
Opportunity to join buy side asset management firm
About Our Client
Our client is a buy side asset management firm and they are currently looking to hire Investment Compliance analyst on an urgent basis
- Monitors trading and other investment activities
- Ensures sufficient controls to assure compliance with various regulations and internal policies.
- Make sure there are no suspicious transaction and escalate to management if any
- Provide assistance in reviewing, modifying and implementing compliance procedures and controls to enhance monitoring and operational effectiveness.
- Keeping up to date on regulatory developments and upcoming changes in regulatory and market practices.
The Successful Applicant
- University graduate with 1-3 years' of work experience in financial services, with a keen interest in investment management and trading activities
- CFA qualified is preferred
- Stong analytical and communications skills with good knowledge in products
What's on Offer
- Opportunity to join buy side asset management firm
- Invesment Compliance exposure