Internal Audit Manager @ SFC licensed corporate

Hong Kong Permanent
  • Big 4 experience is a must
  • Regional exposure

About Our Client

Client with presence in China and HK

Job Description

* Support business initiatives
* Monitor regulatory changes and update the policies and procedures
* Handle regulatory reporting and inquires with the relevant exchanges, SFC and other regulators
* Prepare and review compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes
* Manage internal and external audit, inspections and investigations from the auditors, exchanges and regulators
* Liaise and collaborate with different departments to formulate, drive and implement remediation of compliance issues
* Conduct in-house compliance training
* Handling SFC licensing application, licensing matters, CPT requirement management etc.
* Assist in ad hoc projects as required

The Successful Applicant

* Bachelor's Degree or above
* Solid working experience in compliance or big four audit firms
* Good knowledge of SFC regulations, guidelines and market practices
* Responsible, hardworking and well-organized
* Good command of both written and spoken English and Chinese including fluency of Mandarin

What's on Offer

Regional role and decent package

Contact
Hayley Law
Quote job ref
4066346
Phone number
+852 3412 4814

Job summary

Specialisation
Location
Job Type:
Consultant name
Hayley Law
Consultant phone
+852 3412 4814
Job Reference
4066346