Internal Audit Manager @ SFC licensed corporate

Hong Kong Permanent
  • Big 4 experience is a must
  • Regional exposure

About Our Client

Client with presence in China and HK

Job Description

* Support business initiatives
* Monitor regulatory changes and update the policies and procedures
* Handle regulatory reporting and inquires with the relevant exchanges, SFC and other regulators
* Prepare and review compliance manuals, policies, procedures and systems to keep abreast of new and regulatory changes
* Manage internal and external audit, inspections and investigations from the auditors, exchanges and regulators
* Liaise and collaborate with different departments to formulate, drive and implement remediation of compliance issues
* Conduct in-house compliance training
* Handling SFC licensing application, licensing matters, CPT requirement management etc.
* Assist in ad hoc projects as required

The Successful Applicant

* Bachelor's Degree or above
* Solid working experience in compliance or big four audit firms
* Good knowledge of SFC regulations, guidelines and market practices
* Responsible, hardworking and well-organized
* Good command of both written and spoken English and Chinese including fluency of Mandarin

What's on Offer

Regional role and decent package

Hayley Law
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Phone number
+852 3412 4814

Job summary

Job Type:
Consultant name
Hayley Law
Consultant phone
+852 3412 4814
Job Reference