Save Job Back to Search Job Description Summary Similar JobsLooking for 8-10+ years of compliance experience !Looking for strong IBD/Corporate Finance experience !About Our ClientMy client is a leading securities firm with SFC Type 1 2 4 6 and 9. They have about 100 staff in Hong Kong and are expanding globally. They are strong in corporate finance, IBD, and growing their OTC Derivatives business.Job DescriptionReport directly to the Head of Hong Kong whilst management the legal and compliance teamMain duties include business compliance advisory, AML advisory, and all regulatory compliance mattersprovide compliance training when necessaryMain point of contact with regulatorslead and manage the teamThe Successful Applicantbachelor degreeminimum 10+ years of compliance experience within securities firmprefer corporate finance/IBD experiencemust be fluent and can read and write Chinesemust be proactive and have strong communication skillsWhat's on Offersenior level rolegreat exposurelead the legal AML and compliance teamContactMonica WongQuote job refJN-102024-6569656Phone number+852 2848 4789Job summaryFunctionBanking & Financial ServicesSpecialisationCompliance & LegalWhat is your area of specialisation?Financial ServicesLocationHong Kong IslandJob Type:PermanentConsultant nameMonica WongConsultant phone+852 2848 4789Job ReferenceJN-102024-6569656