Head of Legal and Compliance - Securities Firm

Hong Kong Island Permanent HK$1,200,000 - HK$1,600,000 per year View Job Description
This role will report directly to the Head of Hong Kong whilst managing the legal and compliance team. This role will be the MIC of Compliance and AML.
  • Looking for 8-10+ years of compliance experience !
  • Looking for strong IBD/Corporate Finance experience !

About Our Client

My client is a leading securities firm with SFC Type 1 2 4 6 and 9. They have about 100 staff in Hong Kong and are expanding globally. They are strong in corporate finance, IBD, and growing their OTC Derivatives business.

Job Description

  • Report directly to the Head of Hong Kong whilst management the legal and compliance team
  • Main duties include business compliance advisory, AML advisory, and all regulatory compliance matters
  • provide compliance training when necessary
  • Main point of contact with regulators
  • lead and manage the team

The Successful Applicant

  • bachelor degree
  • minimum 10+ years of compliance experience within securities firm
  • prefer corporate finance/IBD experience
  • must be fluent and can read and write Chinese
  • must be proactive and have strong communication skills

What's on Offer

  • senior level role
  • great exposure
  • lead the legal AML and compliance team
Contact
Monica Wong
Quote job ref
JN-102024-6569656
Phone number
+852 2848 4789

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Hong Kong Island
Job Type:
Permanent
Consultant name
Monica Wong
Consultant phone
+852 2848 4789
Job Reference
JN-102024-6569656

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.