Head of Compliance Monitoring- Retail & Corporate Bank

Hong Kong Island Permanent
  • Leadership role- manage a team of 10
  • Stable environment and great team!

About Our Client

Our client offers retail, corporate banking, wealth management, card services, insurance and investment services to their clients.

Job Description

Reporting to the Head of Compliance, you will manage the Compliance Monitoring function to conduct regulatory compliance reviews and testing in order assess compliance in relations to Hong Kong regulatory requirements from HKMA. This includes all the relevant units within the bank and the group's subsidiaries and overseas branches.

Other responsibilities include:

  • To adopt a risk-based approach in formulating annual regulatory compliance review plan
  • To undertake compliance monitoring programmes and framework
  • To undertake self- assessment of compliance with regulatory requirements from HKMA
  • To plan and implement compliance review initiatives on the Bank's compliance with the laws, rules and policies

The Successful Applicant


  • University graduate in Accounting, Business, Law or etc.
  • CPA is a plus to have
  • At least 12 years of relevant experience in retail banking environment
  • Must have Compliance Monitoring, Assurance, Testing experience (preferably regulatory, not AML)
  • In-depth knowledge of HKMA, SFC and etc.
  • Must be able to speak, read and write Chinese

What's on Offer

Excellent bank to work for.

Jeremy Lam
Quote job ref
Phone number
+852 2848 4711

Job summary

Job Type:
Consultant name
Jeremy Lam
Consultant phone
+852 2848 4711
Job Reference