Compliance VP - International online broker

Hong Kong Permanent
  • Central Office
  • International Culture

About Our Client

Multi-asset platform providing access to trade across FX, FX options, futures, stocks, etc.

Job Description

Responsibilities:

  • To provide compliance support and advice on a broad range of matters including regulatory, financial crime and data protection
  • To plan and execute compliance controls, monitoring and surveillance including transaction monitoring
  • To conduct quality check on relevant marketing materials
  • To liaise and manage relationships with Hong Kong regulators and auditors
  • To regularly review and keep up-to-date relevant internal policies and procedures as well as client terms and agreements.
  • To be responsible for AML under HK's MIC regime

The Successful Applicant

Requirements:

  • Minimum of 8 years of experience in a Compliance capacity within the financial industry
  • Good working knowledge of relevant HK financial legislation and/or prior experience with HK regulatory authority
  • Fluency in both written and spoken English and Cantonese, ideally some Mandarin too
  • Ability to work independently
  • You will be part of the APAC Compliance team whose members are based in Singapore and Shanghai

What's on Offer

A competitive salary plus benefits package.

Contact
Marta Verderosa
Quote job ref
4206973
Phone number
+852 2848 4794

Job summary

Specialisation
Location
Job Type:
Consultant name
Marta Verderosa
Consultant phone
+852 2848 4794
Job Reference
4206973