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Compliance Manager/Senior Manager - Hedge Fund

Hong Kong Permanent HK$1,000,000 - HK$1,300,000 per year View Job Description
This role involves managing regulatory compliance across multiple jurisdictions, including trade surveillance, policy maintenance, broker onboarding, and reporting to senior management and regulators. The ideal candidate will have over 7 years of buy-side experience, strong knowledge of global financial regulations, and fluency in English and Mandarin.
  • looking for 7-10 years of buyside compliance experience !
  • Must have well rounded compliance exp !

About Our Client

My client is a fast-paced investment firm with global reach and strong hedge fund expertise, known for its high compliance standards and cross-border operations. The team values independence, precision, and a proactive approach to regulatory challenges.

Job Description

  • Maintain accurate records for corporate and compliance activities, including PA trading and conflicts
  • Ensure timely regulatory filings (CFTC, SEC, SFC, AMAC) and track compliance status
  • Support broker account openings, KYC processes, and review of derivatives agreements
  • Update and maintain internal compliance policies regularly
  • Prepare gap analyses and compliance reports for senior management and regulators
  • Conduct trade surveillance, monitor trade errors, and investigate incidents
  • Lead and support ad hoc compliance projects

The Successful Applicant

  • Minimum 7 - 10 years of hedge fund compliance experience (buy-side experience preferred)
  • also open to candidates directly from buyside firm including asset management and private equity
  • University degree in a relevant field; legal background is a plus
  • Strong knowledge of SFO, MAS, SEC, AMAC regulations
  • Familiarity with derivatives and compliance/OMS systems (Bloomberg, Charles River, Enfusion, EZE)
  • Excellent communication, analytical, and presentation skills
  • Proficiency in English and Mandarin

What's on Offer

  • Competitive compensation package
  • Collaborative and inclusive work environment
  • Opportunities for professional development
  • Exposure to global regulatory frameworks and financial markets
Contact
Monica Wong
Quote job ref
JN-052025-6734863
Phone number
+852 2848 4789

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Hong Kong
Job Type:
Permanent
Consultant name
Monica Wong
Consultant phone
+852 2848 4789
Job Reference
JN-052025-6734863

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.