Compliance Lead - Asset Management Firm

Hong Kong Island Permanent HK$840,000 - HK$1,000,000 per year
  • Looking for strong SFC type 1 4 9 compliance exp !
  • SFC/SEC/MAS regulatory exp a bonus !

About Our Client

My client is a global investment management firm with offices in Singapore, Hong Kong, China, and Australia. They are considered a private equity firm where they have been growing steadily throughout the years. They currently have around 50 staff globally.

Job Description

  • this role will report directly to the head of the department in an independent contributor position
  • the main duties include AML/KYC, regulatory compliance matters, MAS/CIMA regulatory requirements, PAD, gifts and entertainment
  • various regulatory compliance projects
  • this role will also have to be the MIC for AML and Compliance

The Successful Applicant

  • bachelor degree
  • 7-10 years+ of compliance experience specifically SFC type 1 4 9 experience
  • Must have CIMA regulatory experience
  • preferably exposure to MAS/SEC regulatory knowledge
  • must be able to work independently
  • must be fluent and articulate in English and Chinese

What's on Offer

  • broad exposure role
  • international work culture
  • good work culture
Monica Wong
Quote job ref
Phone number
+852 2848 4789

Job summary

Banking & Financial Services
Compliance & Legal
Financial Services
Hong Kong Island
Job Type:
Consultant name
Monica Wong
Consultant phone
+852 2848 4789
Job Reference

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.