Compliance/ Account Opening Manager - Swiss Private Bank!

Central and Western District Permanent HK$45,000 - HK$50,000 per month (HK$540,000 - HK$600,000 per year)
  • International working environment
  • Stimulating and challenging work

About Our Client

Our client is a one of the largest Swiss private banks and they are now business compliance team Onboarding team to handle account opening, client onboarding, KYC/ SOW review for private banking clients. Founded in 1805, they offer services in wealth management, asset management and asset servicing to private clients and institutions. They offer comprehensive service for wealthy individuals and families including discretionary and advisory investment solutions and family office services.

Job Description

  • Responsible for account opening, client onboarding, new account application review including KYC and SOW documentation against applicable policies and standards
  • Provide compliance advice to the business and support functions on account opening matters including any new rules, regulations and initiatives that may impact the submission of account opening requests
  • Ensure as part of the process, applicable risks are appropriately identified, escalated and relevant approvals obtained, including PEP, AML, reputational risks etc.
  • Support the design, development and implementation of projects related to account opening process
  • Prepare regular and ad hoc MIS related to account opening as requested by local management and Group

The Successful Applicant

  • Bachelor's degree in business administration, finance or relevant discipline
  • At least 5 years of working experience in client onboarding/ KYC within banking industry for private banking clients/ high net worth clients
  • Strong knowledge of HKMA/SFC rules and regulations in Hong Kong
  • Highly attentive to details and highly self-motivated
  • Strong communication skills in oral and written English and Cantonese skills
  • Proficient in MS applications such as Word, Excel and PowerPoint

What's on Offer

  • International working environment
  • Stimulating and challenging work
  • Work life balance
  • 15 days AL
  • Medical
Contact
Esther Liu
Quote job ref
JN-052024-6421444
Phone number
+852 3602 2485

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
Industry
Financial Services
Location
Central and Western District
Job Type:
Permanent
Consultant name
Esther Liu
Consultant phone
+852 3602 2485
Job Reference
JN-052024-6421444

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.