Save Job Back to Search Job Description Summary Similar JobsExperience in FCC/ Compliance/ AML risk field under PWM sectorReputable investment banking group, excellent exposure in risk fieldAbout Our ClientOur client is a well-known established US investment bank that provides wealth and investment services for more than 400 years of history in over 40 countries. They are currently looking for a Client risk Analyst/ Associate to be responsible for client business risk review and management, daily monitoring and regular trigger event review on investment and portfolio performance for private banking clients.Job DescriptionOversee the development, implementation, and continuous enhancement of supervisory policies and procedures governing Private Wealth Management client relationships, including those pertaining to vulnerable clients, non-traditional client segments, and client knowledge/sophistication assessments.Actively participate in and contribute to the Client Selection Committee, Client Risk Review, and Client Escalation Committee proceedings to ensure a holistic, risk-informed perspective is incorporated into client onboarding and ongoing management.Prepare comprehensive internal control reports and presentations, analyze findings, and effectively communicate insights to committee members; diligently follow up on any action items or remediation efforts arising from these reviews.Maintain vigilant monitoring of client portfolio behaviours and emerging trends, proactively identifying areas that warrant further investigation or risk mitigation.Provide substantive input and analysis to support the internal review process, drawing upon feedback received directly from clients.Conduct rigorous, independent risk assessments tailored to individual client profiles, with a particular focus on identifying and addressing vulnerabilities.Ensure the timely, accurate, and consistently applied collection and reporting of key risk indicators across the Private Wealth Management business.Actively engage in and contribute to risk management and strategic business initiatives, leveraging your domain expertise to drive positive outcomes.The Successful ApplicantBachelor's Degree holder of business administration or relevant disciplineAt least 2 years of working experience in 1st line of defense under business risk management field under PWM sectorKnowledge on different financial products (derivatives, structured products, funds), strong risk mindset and identify unusual trading patternGood understanding in HKMA, SFC and MAS' rulesStrong attention to detail, technical skills with clear and logical mannerWork collaboratively with team memberStrong quick learning ability to understand policies, procedures, systems, process and controlsExcellent of written and verbal communication skills in English and ChineseWhat's on OfferStimulating and challenging workGreat global exposureCompetitive remuneration package7 days of ALMedical benefits includedContactMichelle LeungQuote job refJN-072024-6472681Phone number+852 3602 2489Job summaryFunctionBanking & Financial ServicesSpecialisationRisk ManagementIndustryFinancial ServicesLocationHong KongJob Type:TemporaryConsultant nameMichelle LeungConsultant phone+852 3602 2489Job ReferenceJN-072024-6472681
