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Assistant Director - Legal & Compliance

Kowloon Permanent HK$80,000 - HK$90,000 per month (HK$960,000 - HK$1,080,000 per year) View Job Description
We are looking for a highly experienced compliance professional with a strong background in securities firms.
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  • Brokerage Firm
  • International Headquarters

About Our Client

We are working with a US headquartered securities firm, who are growing their business operations in Hong Kong.

Job Description

This role will work in a close-knit team, reporting directly to the Head of Legal & Compliance. The position will be responsible for:

  • Provide advice to internal stakeholders on both business compliance and regulatory compliance matters
  • Analyse the design and structure of new implementations and review potential compliance risks
  • Keep abreast of all relevant regulations, laws and codes
  • Formulate and update internal compliance policies
  • Investigate any suspicious transactions and update the company accordingly
  • Identify any issues relating to AML
  • Ensure relevant license requirements are up-to-date
  • Provide internal training when required
  • Perform general risk management assessments

The Successful Applicant

The successful candidate will be a relevant degree holder with at least 8 years of related compliance experience and having worked in other securities/brokerage platforms. Fluency across English, Cantonese and Mandarin is essential for this role. This role requires someone with strong communication skills, someone who can work under pressure and someone who is well-organised.

What's on Offer

This is a chance to join a growing global securities firm in Hong Kong.

Contact
Soraya Tennent
Quote job ref
JN-102024-6579091
Phone number
+852 2848 4795

Job summary

Function
Banking & Financial Services
Specialisation
Compliance & Legal
What is your area of specialisation?
Financial Services
Location
Kowloon
Job Type:
Permanent
Consultant name
Soraya Tennent
Consultant phone
+852 2848 4795
Job Reference
JN-102024-6579091

Diversity & Inclusion at Michael Page

We don't just accept difference - we celebrate it. We encourage applicants from all backgrounds to apply for this role and are committed to building inclusive, diverse workplaces where everyone can thrive. If you require any support or reasonable adjustments during the recruitment process, please let us know.