Head of Compliance

Hong Kong  |  Permanent

Published 12/01/2012

• Attractive Salary
• Regional Leadership Role

About Our Client
Our client is a leading asset management company with well-established business in the region. An outstanding opportunity has arisen for a senior Compliance candidate to take on a regional leadership role.

Job Description

Leading a team of 7-8 Compliance associates and looking after 4 locations, you will be responsible for:

• Providing compliance advices to senior management and the business on compliance issues and regulatory trends
• Maintaining and enhance the compliance monitoring program, including investment restriction monitoring, trade compliance, and other compliance controls ensuring that the firm is compliant with regulations and investment restrictions
• Supervising team members in performing control tasks in accordance with the compliance monitoring program
• Participating in the approval process for new business initiatives, operational procedures and major operational and system changes
• Reviewing marketing material and acting as the main point of contact for the regulators

The Successful Applicant
You will be a mature and knowledgeable individual with at least 10 years of Compliance experience within the Asset Management industry. You will have excellent knowledge of SFC regulations and other relevant regulations in the region. You will have prior managerial experience with effective communication skills. Proficiency in English and Chinese is essential.

What's On Offer
This is an excellent opportunity for you to take on a high-profile, regional leadership role within one of the most successful asset management firm in the industry. You will assume the managerial responsibility of leading a team with frequent interaction with the business. A competitive package will be offered to the suitable candidate.

Apply for this job
Apply online using the form below or phone Jessy Wong on + 852 2530 6100 quoting jobref H1138590

• 
•