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This position is now filled
Legal & Compliance Director
- Rare opportunity.
- Sizable Parent Company.
About Our Client
Our client provides a variety of businesses including wealth management, asset management, securities, brokerage, investment banking and private equity, as well as with SFC License Types 1,2,4 and 9.
The successful candidate will report to the COO and take on an independent legal role where you will work closely with senior management and key business heads. You will provide legal and compliance advice and support to various businesses, as well as to advise senior management on potential risks of any new project/product/transaction and to provide alternative solutions whenever applicable.
The Successful Applicant
. You will possess at least 5 years' PQE with good experience in funds, or have worked in securities houses / asset managers. You will have a strong working knowledge of local regulatory guidelines and be comfortable to liaise with regulators on enquiries or otherwise. Strong English and Chinese language skills required.
What's on Offer
Excellent platform which is currently growing with great potential. Opportunity to gradually build up your own team.