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Director - Responsible Officer
- Newly Created Firm
- Excellent Salary and Benefits
About Our Client
Our client is a well established financial group based in Hong Kong that specialises in securities trading, futures trading, corporate finance, asset management, precious metal trading, credit financing, mortgage refinancing and wealth management.
Reporting to the Chairman, you will be responsible for overseeing the entire back office department for their securities and futures companies. You will have overall responsibility for approximately 60 staff and formulate and implement operational procedures to ensure efficiency across the group. You will also work with senior management to create business development initiatives to originate new products and implement marketing strategies. Furthermore, implementing effective internal control, compliance and risk management policies and procedures will also be key to this role.
The Successful Applicant
The ideal candidate should have excellent leadership skills having worked for at least 15 years within the securities and futures industry. You should be a Responsible Officer of SFC Type 1 and 2 regulated activities and be familiar with the overall regulatory framework. The ability to lead and motivate the team to achieve a high performance culture is necessary. Excellent communication skills are required and fluency in English, Cantonese and Mandarin is mandatory.
What's on Offer
This role offers a competitive base salary and bonus potential.